|
⚲
|
| Financial Solutions LLC
✚
|
|
|---|---|
| CRD # | 110149 |
| SEC # | 801-107129 |
| CIK # | 0001590557 |
| AUM | $852.4 MM (2023-03-09) |
| Employees | 13 (46% Investors, 38% Brokers) |
| Phone | 262-542-5200 |
| Address | 1900 Airport Road Waukesha, WI 53188 |
| Source | [IAPD] [EDGAR] [Website] [Facebook] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 295 | 190.7 |
| (b) Individuals (high net worth individuals) | 363 | 543.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 25 | 210.0 |
| (h) Charitable organizations | 30 | 6.5 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 9 | 3.0 |
| (n) Other | 0 | 0.0 |
| Total | 2,014 | 953.4 |
| By Discretionary | ||
| Discretionary | 1,840 | 714.5 |
| Non-Discretionary | 174 | 238.9 |
| Total | 2,014 | 953.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 953.4 | |
| Total | 2,014 | 953.4 |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 5 | [0001590557] |
| Form 3/4/5 Subject | 2011 - 2023 |
|---|---|
| Financial Solutions, Inc. | |
| FSI Low Beta Absolute Return Fund |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Park Place Capital Corporation
✚
|
AL | 0.9 |
|
Clear Brook Advisors Inc
✚
|
MA | 0.9 |
|
Shaw Financial Services LLC
✚
|
OK | 0.9 |
|
JMAC Enterprises LLC
✚
|
PA | 0.9 |
|
Garrison Point Capital LLC
✚
|
CA | 0.9 |
|
Brainard Capital Management LLC
✚
|
TX | 0.9 |
|
MJP Associates Inc
✚
|
CT | 0.9 |
|
Resources Management Corp
✚
|
CT | 0.9 |
|
The Financial Advisors LLC
✚
|
MA | 0.8 |
|
Roble Belko and Company Inc
✚
|
PA | 0.8 |