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| Keyboard |
| Financial West Investment Group Inc
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|---|---|
| CRD # | 16668 |
| SEC # | 801-57393 |
| CIK # | 0001024657 |
| AUM | |
| Employees | 4 (100% Investors, 100% Brokers) |
| Fees | |
| Minimum | |
| Phone | 775-346-3080 |
| Address | 1330 Lander St Reno, NV 89509 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.2 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1 | 0.2 |
| By Discretionary | ||
| Discretionary | 0 | 0.0 |
| Non-Discretionary | 1 | 0.2 |
| Total | 1 | 0.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.2 | |
| Total | 1 | 0.2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001024657] | |
| 10-Q | [0001024657] | |
| 3 | [0001024657] | |
| 4 | [0001024657] | |
| 5 | [0001024657] | |
| 8-K | [0001024657] | |
| SC 13D | [0001024657] | |
| SC 13G | [0001024657] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| West Gary L | West Corp | [2017-05-10] |
| Vanguard Group Inc | West Corp | [2017-02-10] |
| FMR LLC | West Corp | [2015-09-10] |
| West Gary L | West Corp | [2014-02-14] |
| FMR LLC | West Corp | [2014-02-14] |
| Thomas H Lee Advisors LLC | West Corp | [2014-02-14] |
| Quadrangle Capital Partners II L P | West Corp | [2014-02-11] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.7B |
| Clients | 1 |
| Serves | Retail |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Barker Thomas B | |
| West Corp | |
| Berger Nancee R | |
| Beaumont Ronald R | |
| Adrean Lee | |
| Treinen David | |
| Theophilus Nicole B | |
| Sloma Gregory T | |
| Shields Robert P | |
| Offereins Diane E | |
| View All | |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
West Corp WSTC
Stock Option (Right to Buy) · derivative
|
2017-10-10 | Disposed to issuer | 25,000 | ||
|
West Corp WSTC
Common Stock
|
2017-10-10 | Disposed to issuer | 66,348 | $23.50 | 1,559,178 |
|
West Corp WSTC
Stock Option (Right to Buy) · derivative
|
2017-10-10 | Disposed to issuer | 4,687 | ||
|
West Corp WSTC
Stock Option (Right to Buy) · derivative
|
2017-10-10 | Disposed to issuer | 10,000 | ||
|
West Corp WSTC
Common Stock
|
2017-10-10 | Disposed to issuer | 55,880.63 | $23.50 | 1,313,195 |
|
West Corp WSTC
Common Stock
|
2017-10-10 | Disposed to issuer | 8,570 | $23.50 | 201,395 |
|
West Corp WSTC
Stock Option (Right to Buy) · derivative
|
2017-10-10 | Disposed to issuer | 75,000 | ||
|
West Corp WSTC
Common Stock
|
2017-10-10 | Disposed to issuer | 82,513.97 | $23.50 | 1,939,078 |
|
West Corp WSTC
Deferred Stock Units · derivative
|
2017-10-10 | Disposed to issuer | 150,712.97 | ||
|
West Corp WSTC
Deferred Stock Units · derivative
|
2017-10-10 | Disposed to issuer | 396,430.77 | ||
|
West Corp WSTC
Stock Option (Right to Buy) · derivative
|
2017-10-10 | Disposed to issuer | 31,250 | ||
|
West Corp WSTC
Stock Option (Right to Buy) · derivative
|
2017-10-10 | Disposed to issuer | 7,500 | ||
|
West Corp WSTC
Stock Option (Right to Buy) · derivative
|
2017-10-10 | Disposed to issuer | 577,968 | ||
|
West Corp WSTC
Common Stock
|
2017-10-10 | Disposed to issuer | 152,898 | $23.50 | 3,593,103 |
|
West Corp WSTC
Common Stock
|
2017-10-10 | Disposed to issuer | 117,462 | $23.50 | 2,760,357 |
|
West Corp WSTC
Stock Option (Right to Buy) · derivative
|
2017-10-10 | Disposed to issuer | 192,656 | ||
|
West Corp WSTC
Stock Option (Right to Buy) · derivative
|
2017-10-10 | Disposed to issuer | 15,625 | ||
|
West Corp WSTC
Performance-based Restricted Stock Units · derivative
|
2017-10-10 | Disposed to issuer | 65,850 | ||
|
West Corp WSTC
Stock Option (Right to Buy) · derivative
|
2017-10-10 | Disposed to issuer | 75,000 | ||
|
West Corp WSTC
Deferred Stock Units · derivative
|
2017-10-10 | Disposed to issuer | 89,142.16 | ||
| showing 20 of 200 most recent transactions | |||||