Financial West Investment Group Inc

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Financial West Investment Group Inc
CRD #16668
SEC #801-57393
CIK #0001024657
AUM
Employees 4 (100% Investors, 100% Brokers)
Phone775-346-3080
Address1330 Lander St
Reno, NV 89509
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
80064048032016002001200920172025
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.2
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 1 0.2
By Discretionary
Discretionary 0 0.0
Non-Discretionary 1 0.2
Total 1 0.2
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 0.2
Total 1 0.2
EDGAR Form CIK 2011 - 2026
10-K [0001024657]
10-Q [0001024657]
3 [0001024657]
4 [0001024657]
5 [0001024657]
8-K [0001024657]
SC 13D [0001024657]
SC 13G [0001024657]
Form 13D/13G Filer Form 13D/13G Subject Filed
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West Gary L West Corp [2014-02-14]
FMR LLC West Corp [2014-02-14]
Thomas H Lee Advisors LLC West Corp [2014-02-14]
Quadrangle Capital Partners II L P West Corp [2014-02-11]
Firm Profile (Form ADV)
Discretionary AUM$0.7B
Clients1
ServesRetail
Form 3/4/5 Subject 2011 - 2026
Barker Thomas B
West Corp
Berger Nancee R
Beaumont Ronald R.
Adrean Lee
Treinen David
Theophilus Nicole B
Sloma Gregory T
Shields Robert P.
Offereins Diane E
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