First Allied Advisory Services Inc

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Assets, Funds, Holdings

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First Allied Advisory Services Inc
CRD #137888
SEC #801-66653
CIK #0001512647
AUM
Employees 564 (90% Investors, 99% Brokers)
Phone866-378-1376
Address655 W Broadway
San Diego, CA 92101
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook]
Total AUM ($B)
7.56.04.53.01.50.02006201220182024
CIK Period
0001512647
Sector Form 13F Holdings Value ($B)
Apple Inc 0.2
Amazon Com Inc 0.0
Microsoft Corp 0.0
Facebook Inc 0.0
Alphabet Inc 0.0
J P Morgan Chase & Co 0.0
Qualcomm Inc/DE 0.0
Johnson & Johnson 0.0
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
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AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 24,347 4.0
(b) Individuals (high net worth individuals) 4,788 2.7
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 201 0.1
(h) Charitable organizations 9 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 263 0.2
(n) Other 0 0.0
Total 29,608 7.0
By Discretionary
Discretionary 29,030 6.9
Non-Discretionary 578 0.2
Total 29,608 7.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 7.0
Total 29,608 7.0
EDGAR Form CIK 2011 - 2025
13F-HR [0001512647]
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