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| First Analysis Capital Management LLC
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| CRD # | 161373 |
| SEC # | 801-74366 |
| CIK # | |
| AUM | 186.2 M (2026-05-10) |
| Employees | 25 (36% Investors, 100% Brokers) |
| Fees | |
| Minimum | |
| Phone | 312-258-1400 |
| Address | One South Wacker 39th Floor Chicago, IL 60606 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| VC | First Analysis Fund XIV-A LP | [2023-09-06] | 32.9 M | |
| Offered $100,000,000 · Filed 2023-08-11 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $100,000,000 · Duration More than one year · Revenue Decline to Disclose | ||||
| VC | First Analysis Fund XIV Cayman LP | [2023-09-06] | 4.5 M | |
| Offered $100,000,000 · Filed 2023-08-03 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $100,000,000 · Duration More than one year · Revenue Decline to Disclose | ||||
| VC | First Analysis Fund XIV LP | [2023-09-06] | 3.6 M | |
| Offered $100,000,000 · Filed 2023-07-26 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $100,000,000 · Duration More than one year · Revenue Decline to Disclose | ||||
| VC | First Analysis Fund XII Cayman LP | [2018-03-28] | 6.4 M | |
| Offered $115,000,000 · Filed 2017-07-13 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $115,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | First Analysis Fund XII LP | [2018-03-28] | 64.8 M | 68.6 M |
| Offered $64,760,000 · Filed 2018-08-30 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | First Analysis Private Equity Fund V-C LP | [2014-03-31] | 5.0 M | 4.4 M |
| Offered $5,000,000 · Filed 2013-04-18 (D) · Exemption 506, 3(c), 3(c)(1), 3(c)(7) · Duration One year or less · Revenue Not Applicable | ||||
| PE | First Analysis Private Equity Fund V LP | [2013-04-01] | 2.8 M | 15.8 M |
| Offered $200,000,000 · Filed 2012-06-28 (D/A) · Exemption 506, 3(c), 3(c)(1) · Remaining $197,215,000 · Duration More than one year · Commission $1,500,000 · Revenue Not Applicable | ||||
| PE | FA Private Equity Fund IV GmbH & Co Beteiligungs KG | 2012-02-17 | 0.4 M | |
| PE | FA Private Equity Fund IV LP | 2012-02-17 | 10.6 M | |
| PE | First Analysis Private Equity Fund V-A LP | [2012-02-17] | 55.2 M | 50.0 M |
| Offered $200,000,000 · Filed 2012-06-28 (D/A) · Exemption 506, 3(c), 3(c)(1), 3(c)(7) · Remaining $144,750,000 · Duration More than one year · Commission $1,500,000 · Revenue Not Applicable | ||||
| PE | The Productivity Fund IV Advisors Fund LP | 2012-02-17 | 0.0 M | |
| PE | The Productivity Fund IV LP | 2012-02-17 | 0.0 M | |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 186.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 8 | 186.2 |
| By Discretionary | ||
| Discretionary | 8 | 186.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 8 | 186.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 15.3 | |
| United States Persons | 170.9 | |
| Total | 8 | 186.2 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Howard Smith | Executive Officer | 42 | 3 | |
| James Macdonald | Executive Officer | 37 | 2 | |
| Tracy Marshbanks | Executive Officer | 23 | 2 | |
| Corey Greendale | Executive Officer | 14 | 2 | |
| Matthew Nicklin | Executive Officer | 6 | 2 | |
| First Analysis Corporation | Promoter | 5 | 1 | |
| F Nicklin Jr | Executive Officer | 5 | 1 | |
| First Analysis Fund XIV GP LLC | Promoter | 3 | 1 | |
| First Analysis Fund XII GP LLC | Director, Promoter | 2 | 1 | |
| First Analysis Fund XII GP Manager LLC | Promoter | 2 | 1 | |
| View All | ||||
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Institutional |
| Fund Types | Private Equity |
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