First Principles Capital Management LLC

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First Principles Capital Management LLC ✚
CRD #	132466
SEC #	801-64744
CIK #
AUM
Employees	8 (25% Investors, 0% Brokers)
Phone	212-458-6082
Address	28 Liberty Street New York, NY 10005
Source	[IAPD] [Website] [LinkedIn]

Total AUM ($B) Copy

Type	Form D Funds	Date	Sold ($M)	AUM ($M)
PE	AIG First Principles Alternative Income Fund LLC	2018-03-29		9.1
PE	First Principles Structured Income Fund LLC	[2013-03-27]	47.7	16.2
Other	FPCM Emerging Markets Inflation-Linked Securities Fund LP	[2013-03-27]	35.9	24.1
HF	FPCM Inflation-Linked Opportunities Fund - B	2013-03-27		92.1
PE	Catena Capital LLC	2012-04-02		28.4
Other	FPCM Inflation-Linked Opportunities Fund - A	2012-04-02		290.1
Other	FPCM Investments LLC	2012-04-02		61.3
HF	FPCM Treasury Fund I Limited	[2012-04-02]	823.1	61.2
Other	Liberty Maiden Funding Ltd	2012-04-02		420.2

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	1	0.0
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	1	0.0
By Discretionary
Discretionary	1	0.0
Non-Discretionary	0	0.0
Total	1	0.0
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		0.0
Total	1	0.0

Form D Directors	# Filings	# Firms	2011 - 2025
Stephen Miller	35
Robert Lewis	34
Mark Lieberman	10
David Ho	8
Hong Chen	6
Douglas Dachille	5
Richard Dolan	5
Mark Alexandridis	5
James van Epps	5
Michael Baek	5
View All

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First Principles Capital Management LLC

Assets, Funds, Holdings