First Principles Capital Management LLC

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First Principles Capital Management LLC ✚
CRD #	132466
SEC #	801-64744
CIK #
AUM
Employees	8 (25% Investors, 0% Brokers)
Phone	212-458-6082
Address	28 Liberty Street New York, NY 10005
Source	[IAPD] [Website] [LinkedIn]

Total AUM ($B) Copy

Type	Form D Funds	Date	Sold	AUM
PE	AIG First Principles Alternative Income Fund LLC	2018-03-29		9.1 M
PE	First Principles Structured Income Fund LLC	[2013-03-27]	47.7 M	16.2 M
	Filed 2019-10-04 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	FPCM Emerging Markets Inflation-Linked Securities Fund LP	[2013-03-27]	35.9 M	24.1 M
	Filed 2015-08-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	FPCM Inflation-Linked Opportunities Fund - B	2013-03-27		92.1 M
PE	Catena Capital LLC	2012-04-02		28.4 M
Other	FPCM Inflation-Linked Opportunities Fund - A	2012-04-02		290.1 M
Other	FPCM Investments LLC	2012-04-02		61.3 M
HF	FPCM Treasury Fund I Limited	[2012-04-02]	823.1 M	61.2 M
	Filed 2012-05-02 (D/A) · Exemption 506 · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Liberty Maiden Funding Ltd	2012-04-02		420.2 M

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	1	0.0
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	1	0.0
By Discretionary
Discretionary	1	0.0
Non-Discretionary	0	0.0
Total	1	0.0
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		0.0
Total	1	0.0

Form D Directors	Role	# Filings	# Firms
Stephen Miller	Executive Officer	36	7
David Ho	Executive Officer	9	3
Robert Lewis	Executive Officer	40	2
Mark Lieberman	Executive Officer	10	2
Hong Chen	Executive Officer	6	2
Douglas Dachille	Executive Officer	5	2
Richard Dolan	Executive Officer	5	2
Mark Alexandridis	Executive Officer	5	2
James van Epps	Executive Officer	5	2
Michael Baek	Executive Officer	5	2
View All

Firm Profile (Form ADV)
Discretionary AUM	$3.8B
Serves	Institutional
Fund Types	Hedge Fund, Private Equity

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First Principles Capital Management LLC

Assets, Funds, Holdings