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| First Quadrant LLC
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| CRD # | 106698 |
| SEC # | 801-51748 |
| CIK # | |
| AUM | |
| Employees | 53 (26% Investors, 8% Brokers) |
| Phone | 626-795-8220 |
| Address | 330 N Brand Blvd Glendale, CA 91203 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | FQ Global Diversified Macro Master Fund LP | [2020-04-23] | 84.0 M | 174.0 M |
| Offered $1,300,468,069 · Filed 2021-10-05 (D/A) · Exemption 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining $1,216,468,069 · Duration More than one year · Net Assets Over $100,000,000 | ||||
| HF | FQ Macro Master Fund Ltd | [2014-12-26] | 182.5 M | 174.7 M |
| Offered $2,012,875,859 · Filed 2019-02-04 (D/A) · Exemption 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining $1,830,345,126 · Duration More than one year · Net Assets Over $100,000,000 | ||||
| HF | EP FQ Ltd | 2013-03-28 | 75.2 M | |
| HF | First Quadrant SB III LP | 2012-03-30 | ||
| HF | First Quadrant SB I LP | 2012-03-30 | 1.7 M | |
| HF | FQ Alpha Prime Fund Ltd | [2012-03-30] | 24.5 M | 17.7 M |
| Offered $1,000,000,000 · Filed 2012-08-16 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining $975,474,658 · Duration More than one year · Net Assets $5,000,001 - $25,000,000 | ||||
| HF | FQ A-Squared Fund Ltd | [2012-03-30] | 46.6 M | 89.4 M |
| Offered $1,000,000,000 · Filed 2012-08-16 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining $953,383,117 · Duration More than one year · Net Assets $50,000,001 - $100,000,000 | ||||
| HF | FQ Balanced Risk Commodity Fund Ltd | [2012-03-30] | 72.9 M | 46.5 M |
| Offered $3,499,666,888 · Filed 2018-02-02 (D/A) · Exemption 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining $3,426,780,376 · Duration More than one year · Net Assets Over $100,000,000 | ||||
| HF | FQ Essential Beta Fund Ltd | [2012-03-30] | 747.4 M | |
| Offered $5,986,975,997 · Filed 2020-03-17 (D/A) · Exemption 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining $5,239,573,234 · Duration More than one year · Net Assets Over $100,000,000 | ||||
| HF | FQ Global Diversified Alpha Fund Ltd | [2012-03-30] | 45.0 M | 38.7 M |
| Offered $3,796,920,000 · Filed 2012-08-16 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining $3,751,920,000 · Duration More than one year · Net Assets $25,000,001 - $50,000,000 | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 5 | 1.9 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 0.4 |
| (g) Pension and profit sharing plans | 14 | 4.3 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 3.1 |
| (j) Other investment advisers | 0 | 0.4 |
| (k) Insurance companies | 0 | 0.4 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 31 | 10.5 |
| By Discretionary | ||
| Discretionary | 29 | 10.2 |
| Non-Discretionary | 2 | 0.4 |
| Total | 31 | 10.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 4.3 | |
| United States Persons | 6.2 | |
| Total | 31 | 10.5 |
| Limited Partners | 2011 - 2026 |
|---|---|
| Houston Police Officers' Pension System | |
| Virginia Retirement System |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Darren Stainrod | Director | 145 | 26 | |
| Stephane Lachance | Director | 143 | 14 | |
| Roger Priaulx | Director | 15 | 6 | |
| Jeffrey Murphy | Director | 5 | 3 | |
| Nathaniel Dalton | Director | 4 | 3 | |
| Kent Roberts II | Executive Officer | 22 | 2 | |
| Jeff Murphy | Director | 14 | 2 | |
| Kenneth Ferguson | Executive Officer | 10 | 2 | |
| Timothy Meckel | Director | 8 | 2 | |
| Affiliated Managers Group | Executive Officer | 8 | 2 | |
| Jia Ye | Executive Officer | 8 | 2 | |
| Dori Levanoni | Executive Officer | 8 | 2 | |
| R Max Darnell | Executive Officer | 7 | 2 | |
| Curtis Ketterer | Executive Officer | 6 | 2 | |
| Joseph Germain | Director | 6 | 2 | |
| Chuck Fannin | Executive Officer | 5 | 2 | |
| Christopher Luck | Executive Officer | 5 | 2 | |
| Edgar Peters | Executive Officer | 5 | 2 | |
| Ed Peters | Executive Officer | 3 | 2 | |
| Joel Brouwer | Executive Officer | 4 | 1 | |
| Curt Ketterer | Executive Officer | 2 | 1 | |
| Roger Priaux | Director | 1 | 1 | |
| Ronnie Darnell | Executive Officer | 1 | 1 | |
| First Quadrant | Promoter | 1 | 1 | |
| First Quadrant LP | Promoter | 1 | 1 | |
| Jia Yia | Executive Officer | 1 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $16.3B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | M4ZBHIOJMK9EDTEP3064 |