|
⚲
|
| Firstwave Financial Inc
✚
|
|
|---|---|
| CRD # | 111044 |
| SEC # | 801-56525 |
| CIK # | |
| AUM | $371.9 MM (2023-03-30) |
| Employees | 16 (25% Investors, 0% Brokers) |
| Phone | 321-773-7773 |
| Address | 1300 Highway Aia Satellite Beach, FL 32937 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 145 | 49.9 |
| (b) Individuals (high net worth individuals) | 90 | 302.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 7 | 19.1 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 735 | 371.9 |
| By Discretionary | ||
| Discretionary | 729 | 356.5 |
| Non-Discretionary | 6 | 15.3 |
| Total | 735 | 371.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 371.9 | |
| Total | 735 | 371.9 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Midatlantic Capital Management Inc
✚
|
VA | 0.4 |
|
Atlas Asset Management LLC
✚
|
PR | 0.4 |
|
Howard Bailey Securities LLC
✚
|
IN | 0.4 |
|
RDL Financial Inc
✚
|
VA | 0.4 |
|
Clearlogic Financial Inc
✚
|
VA | 0.4 |
|
Bridge Creek Capital Management LLC
✚
|
MA | 0.4 |
|
MIAI Inc
✚
|
TX | 0.4 |
|
Prism Advisors Inc
✚
|
CA | 0.4 |
|
SMH Capital Advisors LLC
✚
|
TX | 0.4 |
|
Spectrum Financial Inc
✚
|
VA | 0.4 |