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Firstwave Financial Inc
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CRD # | 111044 |
SEC # | 801-56525 |
CIK # | |
AUM | $371.9 MM (2023-03-30) |
Employees | 16 (25% Investors, 0% Brokers) |
Phone | 321-773-7773 |
Address | 1300 Highway Aia Satellite Beach, FL 32937 |
Source | [IAPD] [Website] [Twitter] [LinkedIn] [Facebook] |
Total AUM ($MM) |
---|
AUM Breakdown | Accounts | AUM ($MM) |
---|---|---|
By Client Type | ||
(a) Individuals (other than high net worth individuals) | 145 | 49.9 |
(b) Individuals (high net worth individuals) | 90 | 302.9 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 0 | 0.0 |
(g) Pension and profit sharing plans | 7 | 19.1 |
(h) Charitable organizations | 0 | 0.0 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 0 | 0.0 |
(n) Other | 0 | 0.0 |
Total | 735 | 371.9 |
By Discretionary | ||
Discretionary | 729 | 356.5 |
Non-Discretionary | 6 | 15.3 |
Total | 735 | 371.9 |
By Non-United States Persons | ||
Non-United States Persons | 0.0 | |
United States Persons | 371.9 | |
Total | 735 | 371.9 |
Comparable Firms | State | AUM ($BB) |
---|---|---|
Midatlantic Capital Management Inc
✚
|
VA | 0.4 |
Atlas Asset Management LLC
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|
PR | 0.4 |
Howard Bailey Securities LLC
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|
IN | 0.4 |
RDL Financial Inc
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|
VA | 0.4 |
Clearlogic Financial Inc
✚
|
VA | 0.4 |
Bridge Creek Capital Management LLC
✚
|
MA | 0.4 |
MIAI Inc
✚
|
TX | 0.4 |
Prism Advisors Inc
✚
|
CA | 0.4 |
SMH Capital Advisors LLC
✚
|
TX | 0.4 |
Spectrum Financial Inc
✚
|
VA | 0.4 |