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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| Flaharty Asset Management LLC
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|---|---|
| CRD # | 168495 |
| SEC # | 801-78437 |
| CIK # | 0001697882 |
| AUM | $809.6 M (2025-04-03) |
| Employees | 9 (89% Investors, 100% Brokers) |
| Phone | 727-252-1050 |
| Address | 311 Park Place Blvd Clearwater, FL 33759 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Microsoft Corp | 4.4 | ||
| Nvidia Corp | 2.2 | ||
| Apple Inc | 2.1 | ||
| Johnson & Johnson | 1.8 | ||
| Caterpillar Inc | 1.7 | ||
| Vulcan Materials Co | 1.2 | ||
| Consolidated Edison Inc | 1.2 | ||
| Amazon Com Inc | 1.1 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 541 | 116.6 |
| (b) Individuals (high net worth individuals) | 554 | 656.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 8 | 8.1 |
| (h) Charitable organizations | 5 | 1.5 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 13 | 26.9 |
| (n) Other | 0 | 0.0 |
| Total | 1,121 | 809.6 |
| By Discretionary | ||
| Discretionary | 1,116 | 800.7 |
| Non-Discretionary | 5 | 8.9 |
| Total | 1,121 | 809.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 809.6 | |
| Total | 1,121 | 809.6 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001697882] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
KMH Wealth Management LLC
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TX | 0.8 |
|
McLean Asset Management Corporation
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VA | 0.8 |
|
McRae Capital Management Inc
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NJ | 0.8 |
|
Prevail Innovative Wealth Advisors LLC
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KS | 0.8 |
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Clayton Financial Services Inc
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KS | 0.8 |
|
Tufton Capital Management LLC
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MD | 0.8 |
|
Garrett Wealth Advisory Group LLC
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|
TX | 0.8 |
|
The O'Dell Group LLC
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|
OH | 0.8 |
|
Veery Capital LLC
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|
PA | 0.8 |
|
Shorepoint Capital Partners LLC
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|
MA | 0.8 |