Fletcher Asset Management Inc

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Fletcher Asset Management Inc
CRD #107478
SEC #801-50751
CIK #
AUM
Employees
Fees
Minimum
Phone212-284-4800
Address22 East 67th Street
New York, NY 10021-5805
Source [IAPD] [Website]
Total AUM ($M)
60048036024012002001200920172025
Fees and Compensation — Form ADV Part 2A (4/4/2012) [Brochure]
Item 5.    Fees and Compensation

            For providing advisory services, the Applicant receives a weekly, monthly or quarterly
advisory fee, paid in advance, in the amount of 1% to 2% per year of the average net assets of each
Feeder Fund. No advisory fees are paid to the Applicant by the Master Funds. If the advisory
contract is terminated before the end of the applicable billing period, the unearned portion of the
advisory fee is refunded by the Applicant to the applicable Feeder Fund based on the number of
days left in such billing period. The Applicant also generally receives from the Funds a
performance fee equal to 20-25% of the cumulative performance (including both realized gains
and losses and unrealized appreciation and depreciation before taxes, including foreign
withholding taxes) of the Feeder Funds, and in certain instances subject to a preferred return or
"hurdle rate" (the "Incentive Fee"). The Incentive Fee is usually, though not always, subject to a
"high water mark" feature so that the Incentive Fee is payable only in respect of incremental
positive performance. No performance fees are paid to the Applicant by the Master Funds. Finally,
the Feeder Funds may pay to the Applicant certain indirect expense reimbursement fees in an
amount of up to 0.5% of each Feeder Fund's assets under management. In rare instances, fees that
are paid by a Fund with respect to a particular investor's investment may be negotiable, but
generally the fees paid by the Funds are not negotiable. The fees charged by the Applicant are
deducted directly from Client accounts and Clients are not given the option to be billed for fees
incurred.

           Fees owed to the custodians, administrators, legal advisors and auditors of each of the
Applicant's Clients are paid directly by such Clients, not by the Applicant. Similarly, Clients of
the Applicant are responsible for paying brokerage fees on any transactions in which they engage.

Please refer to Item 12. Brokerage Practices for a more extensive discussion of the Applicant's
Account Minimums and Types of Clients — Form ADV Part 2A (4/4/2012) [Brochure]
Item 7.    Types of Clients

             The Applicant or one of its affiliates is the general partner and/or investment advisor of
several private investment partnership and funds, which serve as the Feeder Funds in the
Master-Feeder structure managed by the Applicant. The individual partners or investors of the
Feeder Funds are not Clients of the Applicant. The Applicant's other Clients are the Master Funds
it services as an investment advisor, which are also private investment funds. The Applicant does
not provide investment advisory services to individuals.
Type Form D Funds Date Sold AUM
HF Fletcher International Partners LP 2014-01-02 0.0 M
HF Fletcher International Partners Ltd 2014-01-02 10.3 M
HF RPGP Limited 2014-01-02 15.2 M
HF Aesop 2012-04-04 4.2 M
HF BRG Investments LLC 2012-04-04 12.6 M
HF Equity Income Corporation 2012-04-04
HF FIA Leveraged Fund 2012-04-04
HF Fletcher Dividend Income Fund LLC 2012-04-04 3.7 M
HF Fletcher Equity Alpha Fund LP 2012-04-04
HF Fletcher Fixed Income Alpha Fund Ltd 2012-04-04 30.7 M
View All
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 20 537.9
By Discretionary
Discretionary 20 537.9
Non-Discretionary 0 0.0
Total 20 537.9
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 537.9
Total 20 537.9
Firm Profile (Form ADV)
ServesInstitutional
Fund TypesHedge Fund
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