Formation Capital LLC

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Assets, Funds, Holdings

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Formation Capital LLC
CRD #160400
SEC #801-80200
CIK #
AUM
Employees 14 (86% Investors, 0% Brokers)
Fees
Minimum
Phone770-754-9660
Address3550 Lenox Road NE
Atlanta, GA 30326
Source [IAPD] [Website] [LinkedIn]
Total AUM ($B)
7.56.04.53.01.50.02009201420192025
Fees and Compensation — Form ADV Part 2A (3/31/2023) [Brochure]
Item 5 . Fees and Compensation
Management Fees and Fee Payment

Formation Capital, through its Affiliates, is compensated for services by receiving management fees
structured in one of three ways: (i) a percentage of invested capital, (ii) by number of real estate assets
under management or (iii) a fixed annual fee. The management fees paid by each Fund are negotiated and

agreed to by the Fund’s investors and set forth in the Fund’s Offering Documents. Management fees are
typically paid on a monthly basis.

In addition to the management fees, the Funds generally pay certain carried interest distributions, as
described in Item 6 below and defined in each Fund’s Offering Documents.

Additional Fund Fees and Expenses

The management fees payable above are exclusive of, and are in addition to, certain third-party fees,
including, but not limited to, transaction fees, audit fees, legal fees, exit fees and other related costs and
expenses that may be incurred by the Funds, as more fully described in the relevant Fund’s Offering
Documents. For information regarding conflicts of interest in the allocation of expenses and Formation
Capital’s business relationships please see the responses to Items 10 and 11 below.
Account Minimums and Types of Clients — Form ADV Part 2A (3/31/2023) [Brochure]
Item 7. Types of Clients
Formation Capital’s current clients are limited to the Funds, each of which is a private investment vehicle.
The Funds generally do not impose a minimum investment commitment. Due to the private nature of the
Funds, however, there are minimum investor criteria, which are fully described in each Fund’s Offering
Documents.
Type Form D Funds Date Sold AUM
SA FCE Lending LLC 2019-03-28 70.4 M
Other FC Lending Fund IV LLC 2018-03-30 65.7 M
SA FCA Finance III LLC [2017-03-29] 21.8 M
Filed 2016-08-18 (D) · Exemption 506(b), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
RE FC Encore LP [2017-03-29] 220.0 M 28.2 M
Filed 2016-02-18 (D) · Exemption 506(b), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
SA FCA Finance II LLC 2016-03-31
SA FCA Finance LLC 2016-03-31
PE FCGR Holdings LLC 2016-03-31 7.6 M
RE Eclipse Investment LLC 2014-08-08 357.4 M
Other FC GEN Operations Investment LLC 2014-08-08 2,000.0 M
RE FC Highlands Investors LLC 2014-08-08
PE FC Investors XXI LLC [2014-08-08] 60.0 M 295.6 M
Offered $60,000,000 · Filed 2012-01-17 (D) · Exemption 506 · Duration One year or less · Revenue $25,000,001 - $100,000,000
SA FC Lending LLC 2014-08-08 3.4 M
SA FC Lending-Tarzan LLC 2014-08-08 14.0 M
RE FC Properties X LLC 2014-08-08 28.0 M
RE FC-TC Brownsboro Investment LLC 2014-08-08 5.2 M
RE Formation Properties VIII LP 2014-08-08 50.0 M
RE JSF Senior Living Partners I LP 2014-08-08 7.0 M
Other Safanad Senior Care Investment Partnership V LLC 2014-08-08 150.0 M
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 2 0.5
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 2 0.5
By Discretionary
Discretionary 2 0.5
Non-Discretionary 0 0.0
Total 2 0.5
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 0.5
Total 2 0.5
Form D Directors Role # Filings # Firms 2011 - 2026
Stephen Levey Executive Officer 16 6
Scott Brown Executive Officer 67 5
Brian Beckwith Executive Officer 16 3
Christina Firth Director 6 3
Arnold Whitman Executive Officer 19 2
Steven Fishman Executive Officer 11 2
Agha Khan Executive Officer 10 2
Harrison Hunter Executive Officer 2 2
FC Encore GP LLC Promoter 1 1
FC Lending Fund Manager LLC Promoter 1 1
View All
Firm Profile (Form ADV)
Discretionary AUM$4.7B
ServesInstitutional
Fund TypesPrivate Equity, Real Estate
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