Friess Associates LLC

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Friess Associates LLC
CRD #107735
SEC #801-16178
CIK #0000820289
AUM
Employees 11 (64% Investors, 0% Brokers)
Fees
Minimum
Phone302-656-3017
Address3711 Kennett Pike
Greenville, DE 19807-2155
Source [IAPD] [EDGAR] [Website]
Total AUM ($B)
2016128402001200920172025
Fees and Compensation — Form ADV Part 2A (3/9/2022) [Brochure]
Item 5 – Fees and Compensation
Standard Fee Schedule
Friess Associates, LLC is compensated for its investment advisory services through payments of
fees made by our clients. Friess’ standard annual fee for a separately managed portfolio is one
percent of the portfolio value, payable quarterly. Notwithstanding this fee schedule, Friess
retains discretion over the fees that it charges to its clients, as well as any changes in its fee
schedules. Fees may be negotiated in Friess’ sole discretion considering Friess’ assets under
management within a specific investment strategy, or a client’s special circumstances, such as
asset levels, service requirements or other factors.

Fees are generally billed quarterly, in arrears, and are prorated to the date of termination if the
client terminates its relationship with Friess. The quarterly fee is typically based on the portfolio
market value at the beginning of the quarter, adjusted on a prorata basis for cash additions or
withdrawals during the quarter, and is payable at the end of the quarter. Fees are also prorated at
the inception of the investment advisory agreement to cover only the period the assets were
under management during the quarter. Friess does not directly deduct its fees from client
accounts.
Under certain of its investment management agreements, Friess may offer a “most-favored-
nation” type clause with regard to its annual fee. When applicable, the clause provides that, if at
any time while the agreement is in effect, Friess enters into an agreement with a non-affiliated
client to advise a portfolio of substantially similar assets for a lesser fee, Friess shall extend the
lesser fee to the client with the “most-favored-nation” clause in its agreement. For those
agreements that contain “most favored nation” clauses, Friess considers the terms “substantially
similar assets,” “similar portfolios,” and “similar assets” to refer to the amount of assets in the
portfolio being advised, the type of vehicle (e.g., mutual fund, pooled vehicle or separately
managed portfolio) and to the investment strategy (e.g., market capitalization focus,
concentration, etc.) being employed in the management of that portfolio.
Fees for Specialized Accounts and Sub-Advisory Services

Mutual Funds Advised by Friess Associates, LLC

Friess is the adviser to the Friess Brandywine Fund, Friess Brandywine Blue Fund and Friess
Small Cap Growth Fund each a series, or mutual fund of the Managed Portfolio Series, a
Delaware statutory trust registered as an open-end management investment company.
Information concerning the Funds, including a description of the services provided, applicable
fees and risks, is contained in each Fund’s prospectus, which can be found at
www.friessfunds.com.

Private Pooled Investment Vehicles Sub-Advised by Friess Associates

Friess is a sub-adviser to the Greenwich Friess Long/Short Fund, LP (the “LP”). The LP is a
private fund and has not been registered under the Securities Act of 1933 nor registered under the
Investment Company Act of 1940. Accordingly, limited partnership investment interests of the

LP are offered exclusively to investors satisfying the applicable eligibility and suitability
requirements in private placement transactions within the United States. No offers to sell the LP
are made by the descriptions in this Brochure. Information on investing in the LP, including a
description of the services provided, applicable fees and risks, is contained in the LP’s offering
memorandum.

Additional Fees and Expenses Payable by Clients
Fees paid to Friess are exclusive of brokerage commissions, transaction fees, service provider
fees, and other related costs and expenses that will be incurred by the client. Execution of client
transactions typically requires payment of brokerage commissions by clients. “Item 12 –
Brokerage Practices” further describes the factors that Friess considers in selecting or
recommending broker-dealers for the execution of transactions and determining the
reasonableness of their compensation (e.g., commissions). In addition, clients may incur certain
charges imposed by custodians, broker-dealers, third-party investment consultants and other third
parties. At times, Friess may invest client’s assets in mutual funds, including cash management
vehicles like money market funds or similar short-term investment funds sponsored by a client’s
custodian. To the extent that a client’s assets are invested in these vehicles, the clients will also
typically pay fees as described in each vehicle’s offering documents (e.g., prospectus or offering
memorandum). Such charges, fees and commissions are exclusive of, and in addition to, Friess’
fee.
Account Minimums and Types of Clients — Form ADV Part 2A (3/9/2022) [Brochure]
Types of Clients
Friess Associates, LLC provides portfolio management services to charitable/religious
organizations, high net-worth individuals, retirement plans, investment companies, a private
investment fund and other private institutions.
Conditions for Managing Accounts
As a general rule, Friess Associates, LLC requires a minimum investment of $10,000,000 to
open a new separately managed portfolio. The minimum portfolio size is negotiable and may be
waived or modified at Friess’ discretion. The minimum initial investment for Class I of the
Friess Brandywine Fund and Friess Brandywine Blue Fund is $2,000. The minimum initial
investment for the Institutional and Investor classes of the Friess Small Cap Growth Fund is
$100,000 and $2,000, respectively, and may be waived or modified at the Fund’s discretion. In
those circumstances where Friess serves as a sub-adviser to a pooled investment vehicle such as
the LP, account minimums are generally determined by the sponsor of that investment offering.
Friess typically requires each client to execute an investment management agreement that details
any portfolio restrictions and the nature of the discretionary investment advisory authority given
to Friess.
Sector Form 13F Holdings Value ($M)
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Yatra Online Inc 5.0
Silicom Ltd 4.7
Powell Industries Inc 4.6
Bancorp Inc 4.1
Franklin Street Properties Corp /MA/ 4.0
Tetra Technologies Inc 3.7
Amphastar Pharmaceuticals Inc 3.4
View All
Holdings by Sector ($M)
17001360102068034002011201620212027
Type Form D Funds Date Sold AUM
HF Greenwich Friess Long/Short Fund LP [2016-08-04] 12.1 M 19.4 M
Filed 2021-02-23 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Not Applicable
Other Friess Dividend Growth LP [2013-03-28] 4.8 M 7.4 M
Filed 2013-03-27 (D) · Exemption 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets $1 - $5,000,000
Other Friess Small Cap Trust 2012-03-30 71.2 M
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 3 0.1
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 1 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.1
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 7 0.0
Total 18 0.2
By Discretionary
Discretionary 18 0.2
Non-Discretionary 0 0.0
Total 18 0.2
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 0.2
Total 18 0.2
Form D Directors Role # Filings # Firms 2011 - 2026
Daniel Fishbane Executive Officer 5 3
Victor Ugolyn Executive Officer 1 1
William D'Alonzo Executive Officer 1 1
David Marky Executive Officer 1 1
EDGAR Form CIK 2011 - 2026
13F-HR [0000820289]
Firm Profile (Form ADV)
Discretionary AUM$6.3B
ServesInstitutional, Retail
Fund TypesHedge Fund
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