|
⚲
|
| Keyboard |
| Fundamental Global Investors LLC
✚
|
|
|---|---|
| CRD # | 164299 |
| SEC # | 801-76977 |
| CIK # | 0001591508 |
| AUM | |
| Employees | 6 (100% Investors, 0% Brokers) |
| Phone | 888-838-6326 |
| Address | 136 Corporate Park Drive Mooresville, NC 28117 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | FG Special Situations Fund LP | [2020-09-25] | 5.0 M | |
| Filed 2020-10-21 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| VC | Fundamental Global Venture Partners LP | [2019-12-02] | 4.8 M | 4.8 M |
| Filed 2020-07-08 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| HF | FGI 1347 Holdings LP | [2019-03-26] | 4.0 M | 2.1 M |
| Filed 2020-12-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | CWA FGI Special Opportunities Fund II LP | 2019-02-20 | 2.5 M | |
| RE | FGI Metrolina Property Income Fund LP | [2017-03-29] | 7.4 M | 9.1 M |
| Filed 2020-12-18 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Fundamental Activist Fund I LP | [2017-03-29] | 19.5 M | 11.9 M |
| Filed 2020-12-18 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Fundamental Global Holdings LP | [2017-03-29] | 14.3 M | 5.1 M |
| Filed 2020-12-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | FGI Global Asset Allocation Offshore Fund Ltd | [2015-12-09] | 6.0 M | 2.1 M |
| Filed 2020-12-18 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | FGI Global Asset Allocation Fund Ltd | 2015-03-31 | 5.8 M | |
| HF | Fundamental Global Partners Offshore Fund Ltd | [2014-10-08] | 37.7 M | 1.7 M |
| Filed 2020-12-18 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Fundamental Global Partners QP LP | [2014-10-08] | 30.7 M | 2.6 M |
| Filed 2020-12-18 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Fundamental Global Partners LP | [2012-07-25] | 37.0 M | 10.1 M |
| Filed 2020-12-18 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 15 | 127.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 15 | 127.8 |
| By Discretionary | ||
| Discretionary | 15 | 127.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 15 | 127.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 9.7 | |
| United States Persons | 118.1 | |
| Total | 15 | 127.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Lewis Johnson | Director, Promoter | 34 | 5 | |
| Daniel Cerminara | Director, Promoter | 25 | 4 | |
| Harry Tsumas | Promoter | 4 | 2 | |
| Fgi Holdings GP LLC | Promoter | 3 | 2 | |
| Fundamental Global Partners GP LLC | Promoter | 3 | 2 | |
| Fgi Metrolina GP LLC | Promoter | 3 | 2 | |
| Joe Jackson | Promoter | 3 | 2 | |
| Fgi Funds Management LLC | Promoter | 2 | 2 | |
| Fgi Global Asset Allocation GP LLC | Promoter | 2 | 2 | |
| Fgi Global Asset Allocation Master Fund LP | Promoter | 2 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001591508] | |
| 4 | [0001591508] | |
| SC 13D | [0001591508] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Fundamental Global Investors LLC | Perma Fix Environmental Services Inc | [2016-08-02] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Clients | 1 (33 non-US) |
| Serves | Institutional |
| Fund Types | Hedge Fund, Real Estate |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Johnson Lewis M | |
| Cerminara Kyle | |
| Fundamental Global Investors LLC | |
| Moglia Joseph H | |
| BK Technologies Corp | |
| FG Nexus Inc | |
| Ballantyne Strong Inc | |
| Iteris Inc |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
BK Technologies Corp BKTI
Common Stock, par value $0.60 per share
|
2021-07-22 | Sell | 630,915 | $3.17 | 2,000,001 |
|
FG Nexus Inc FGF
COMMON STOCK, PAR VALUE $0.01 PER SHARE
|
2021-05-26 | Sell | 5,296 | $8.10 | 42,898 |
|
Ballantyne Strong Inc BTN
COMMON STOCK, PAR VALUE $0.01 PER SHARE
|
2021-05-26 | Sell | 34,911 | $5.19 | 181,188 |
|
Ballantyne Strong Inc BTN
COMMON STOCK, PAR VALUE $0.01 PER SHARE
|
2021-05-26 | Buy | 34,911 | $5.19 | 181,188 |
|
FG Nexus Inc FGF
COMMON STOCK, PAR VALUE $0.01 PER SHARE
|
2021-05-26 | Buy | 5,296 | $8.10 | 42,898 |
|
Ballantyne Strong Inc BTN
COMMON STOCK, PAR VALUE $0.01 PER SHARE
|
2020-12-04 | Buy | 437 | $2.17 | 948 |
|
Ballantyne Strong Inc BTN
COMMON STOCK, PAR VALUE $0.01 PER SHARE
|
2020-12-04 | Buy | 258 | $2.17 | 560 |
|
Ballantyne Strong Inc BTN
COMMON STOCK, PAR VALUE $0.01 PER SHARE
|
2020-12-03 | Buy | 2,701 | $2.09 | 5,645 |
|
Ballantyne Strong Inc BTN
COMMON STOCK, PAR VALUE $0.01 PER SHARE
|
2020-12-03 | Buy | 5,015 | $2.09 | 10,481 |
|
Ballantyne Strong Inc BTN
COMMON STOCK, PAR VALUE $0.01 PER SHARE
|
2020-12-02 | Buy | 7,119 | $2.01 | 14,309 |
|
Ballantyne Strong Inc BTN
COMMON STOCK, PAR VALUE $0.01 PER SHARE
|
2020-12-02 | Buy | 3,834 | $2.01 | 7,706 |
|
Ballantyne Strong Inc BTN
COMMON STOCK, PAR VALUE $0.01 PER SHARE
|
2020-12-01 | Buy | 3,559 | $1.96 | 6,976 |
|
Ballantyne Strong Inc BTN
COMMON STOCK, PAR VALUE $0.01 PER SHARE
|
2020-12-01 | Buy | 1,916 | $1.96 | 3,755 |
|
Ballantyne Strong Inc BTN
COMMON STOCK, PAR VALUE $0.01 PER SHARE
|
2020-11-30 | Buy | 3,584 | $1.88 | 6,738 |
|
Ballantyne Strong Inc BTN
COMMON STOCK, PAR VALUE $0.01 PER SHARE
|
2020-11-30 | Buy | 1,930 | $1.88 | 3,628 |
|
Ballantyne Strong Inc BTN
COMMON STOCK, PAR VALUE $0.01 PER SHARE
|
2020-11-27 | Buy | 2,376 | $1.95 | 4,633 |
|
Ballantyne Strong Inc BTN
COMMON STOCK, PAR VALUE $0.01 PER SHARE
|
2020-11-27 | Buy | 1,280 | $1.95 | 2,496 |
|
Ballantyne Strong Inc BTN
COMMON STOCK, PAR VALUE $0.01 PER SHARE
|
2020-11-25 | Buy | 1,424 | $1.90 | 2,706 |
|
Ballantyne Strong Inc BTN
COMMON STOCK, PAR VALUE $0.01 PER SHARE
|
2020-11-25 | Buy | 766 | $1.90 | 1,455 |
|
Ballantyne Strong Inc BTN
COMMON STOCK, PAR VALUE $0.01 PER SHARE
|
2020-11-24 | Buy | 969 | $1.92 | 1,860 |
| showing 20 of 200 most recent transactions | |||||