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| Galaxy Investment Management LLC
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|---|---|
| CRD # | 281589 |
| SEC # | 801-114875 |
| CIK # | 0002013115, 0001912562 |
| AUM | 323.8 M (2026-03-25) |
| Employees | 7 (100% Investors, 0% Brokers) |
| Phone | 646-723-4751 |
| Address | 511 Rxr Plaza Uniondale, NY 11556 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0002013115 0001912562 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| iShares Bitcoin Trust | 381.8 | ||
| ARK 21Shares Bitcoin ETF | 148.6 | ||
| Invesco Galaxy Bitcoin ETF | 63.2 | ||
| Bullish | 23.7 | ||
| Alibaba Group Holding Ltd | 15.4 | ||
| Hyperliquid Strategies Inc | 15.2 | ||
| iShares Ethereum Trust ETF | 12.5 | ||
| Canaan Inc | 12.1 | ||
| Zoom Video Communications Inc | 8.6 | ||
| Invesco Galaxy Ethereum ETF | 8.6 | ||
| iShares Silver Trust | 8.6 | ||
| SPDR Gold Trust | 5.6 | ||
| Stubhub Holdings Inc | 4.5 | ||
| HCM II Acquisition Corp | 3.1 | ||
| Procap Financial Inc | 2.2 | ||
| MF International Ltd | 1.9 | ||
| Nvidia Corp | 1.0 | ||
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Sterling Realty Finance III LP | [2023-03-27] | 60.0 M | 98.2 M |
| Filed 2023-08-08 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | SRF/Galaxy VIP Fund LLC | 2020-03-27 | 85.1 M | |
| HF | Sterling Realty Finance II LP | [2019-02-20] | 87.6 M | 124.1 M |
| Filed 2020-11-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| HF | Sterling Realty Finance LP | 2016-01-04 | 16.4 M | |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 323.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 5 | 323.8 |
| By Discretionary | ||
| Discretionary | 5 | 323.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 5 | 323.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 323.8 | |
| Total | 5 | 323.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Sterling Sponsor Rfi II LLC | Promoter | 1 | 1 | |
| Sterling Sponsor Rfi III LLC | Promoter | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001912562] | |
| 3 | [0001912562] | |
| 4 | [0001912562] | |
| D | [0002013115] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Hedge Fund, Real Estate |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Galaxy Group Investments LLC | |
| Novogratz Michael | |
| Galaxy Digital Inc |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Galaxy Digital Inc GLXY
Class A Common Stock
|
2025-10-10 | Conversion | 2,477,055 | ||
|
Galaxy Digital Inc GLXY
Class B Common Stock · derivative
|
2025-10-10 | Conversion | 2,477,055 | ||
|
Galaxy Digital Inc GLXY
Class A Common Stock
|
2025-10-10 | Sell | 2,477,055 | $36.00 | 89,173,980 |
|
Galaxy Digital Inc GLXY
Class A Common Stock
|
2025-06-09 | Conversion | 4,380,967 | ||
|
Galaxy Digital Inc GLXY
Class A Common Stock
|
2025-06-09 | Sell | 4,380,967 | $18.10 | 79,295,503 |
|
Galaxy Digital Inc GLXY
Class B Common Stock · derivative
|
2025-06-09 | Conversion | 4,380,967 | ||
|
Galaxy Digital Inc GLXY
Class A Common Stock
|
2025-05-29 | Sell | 3,372,875 | $18.10 | 61,049,038 |
|
Galaxy Digital Inc GLXY
Class B Common Stock · derivative
|
2025-05-29 | Conversion | 3,372,875 | ||
|
Galaxy Digital Inc GLXY
Class A Common Stock
|
2025-05-29 | Conversion | 3,372,875 | ||
|
Galaxy Digital Inc GLXY
Class B Common Stock · derivative
|
2025-05-19 | Gift | 2,750,000 | $0.00 |
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