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| GAM USA Inc
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|---|---|
| CRD # | 110458 |
| SEC # | 801-35671 |
| CIK # | 0001229918, 0001093190 |
| AUM | 1,547.2 M (2026-03-31) |
| Employees | 14 (71% Investors, 36% Brokers) |
| Phone | 212-407-4600 |
| Address | 600 Fifth Avenue New York, NY 10020 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | GAM Global Macro Arbitrage Inc | 2026-03-31 | 5.8 M | |
| HF | GAM Global Opportunities Inc | 2026-03-31 | 36.5 M | |
| HF | GAM Global Special Situations | 2025-03-31 | 14.9 M | |
| SA | GAM Multibond ABS Pool | 2023-03-31 | 5.1 M | |
| SA | GAM Star Income | 2023-03-31 | 412.2 M | |
| Other | GAM Opportunistic Credit Fund LP | [2018-03-29] | 29.0 M | 20.3 M |
| Filed 2023-05-30 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | GAM Beachwood Total Return Master Fund | [2015-03-31] | 1.5 M | 7.9 M |
| Offered $1,543,537 · Filed 2021-05-27 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | GAM Divergent Trading Inc | [2014-03-28] | 93.0 M | 101.7 M |
| Filed 2017-10-04 (D/A) · Exemption 506(b) · Minimum $20,000,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| HF | GAM Institutional Diversity Inc | 2012-03-30 | 108.6 M | |
| HF | GAM US Institutional Multi-Arbitrage Plus Inc | [2012-03-30] | 2.5 M | 84.8 M |
| Filed 2012-05-21 (D/A) · Exemption 506 · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 0.6 |
| (g) Pension and profit sharing plans | 2 | 0.6 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 3 | 0.3 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 11 | 1.5 |
| By Discretionary | ||
| Discretionary | 11 | 1.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 11 | 1.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.6 | |
| United States Persons | 0.9 | |
| Total | 11 | 1.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Don Seymour | Director | 315 | 72 | |
| Maxwell Quin | Director | 30 | 5 | |
| Andrew Hanges | Director | 26 | 4 | |
| Jozef Hendriks | Director | 19 | 4 | |
| Gam International Management Limited | Promoter | 7 | 4 | |
| Gam Limited | Promoter | 9 | 3 | |
| Timothy Dana | Director | 3 | 3 | |
| Gam USA Inc | Promoter | 11 | 2 | |
| Gam Fund Management Limited | Promoter | 5 | 2 | |
| Gam GP Inc | Promoter | 3 | 2 | |
| Jozef Hendricks | Director | 3 | 2 | |
| Gam Limited | Promoter | 2 | 2 | |
| Tom Mansley | Director | 2 | 2 | |
| Gary Singleterry | Director | 2 | 2 | |
| Singleterry Mansley Asset Management Company LLC | Promoter | 1 | 1 | |
| Richard Payne III | Director | 1 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $1.2B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | 549300WP1O89C2V9GG22 |
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