Glaxis Capital Management LLC

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Glaxis Capital Management LLC
CRD #134227
SEC #801-63933
CIK #0001318600, 0001542161, 0001318599
AUM 160.8 M (2026-03-30)
Employees 5 (80% Investors, 0% Brokers)
Fees
Minimum
Phone941-556-5333
Address443 John Ringling Blvd
Sarasota, FL 34236
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
170136102683402004201120192027
Fees and Compensation — Form ADV Part 2A (3/30/2026) [Brochure]
Item 5: Fees & Compensation

Glaxis is compensated for its services by receiving a traditional management fee on total assets held within each
discretionary account as well as a performance-based fee for those investments held in our private pooled investment
vehicles. These fees are discussed below.

Clients typically pay other fees and expenses such as brokerage commissions, transaction fees, custodial fees,
transfer taxes, and other fees and taxes charged to brokerage accounts and securities transactions. Please see Item
Account Minimums and Types of Clients — Form ADV Part 2A (3/30/2026) [Brochure]
Item 7: Types of Clients

Glaxis Capital Management, LLC may provide investment management services to individuals (not high net worth),
high net worth individuals, charitable or private foundations, pension and retirement, profit-sharing plans (or other
types of retirement accounts), and private investment funds.

Glaxis Capital Management seeks to adhere to certain rules and policies (including with respect to prohibited
transactions) that may be applicable to any plan or retirement account clients subject to the Employee Retirement
Income Security Act of 1974 (“ERISA”), or Section 4975 of the Internal Revenue Code of 1986.
Sector Form 13F Holdings Value ($M)
Cohen & Steers Ltd Duration Preferred & Income Fund Inc 5.2
Southern Copper Corp/ 1.4
Delta Air Lines Inc 1.3
Microsoft Corp 1.0
Cohen & Steers Select Preferred & Income Fund Inc 0.9
Apple Inc 0.8
Wells Fargo & Co/MN 0.6
Teck Resources Ltd 0.5
Garmin Ltd 0.5
Sysco Corp 0.5
Holdings by Sector ($M)
1209672482402011201620212027
Type Form D Funds Date Sold AUM
HF Glaxis Insurance Dedicated Fund LP [2013-04-01] 2.3 M 1.3 M
Filed 2013-06-26 (D/A) · Exemption 506, 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Glaxis Global Partners I LP [2012-03-30] 100.0 M 122.9 M
Filed 2011-07-01 (D/A) · Exemption 506, 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 3 22.9
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 1 122.9
(g) Pension and profit sharing plans 1 0.2
(h) Charitable organizations 1 14.9
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 6 160.8
By Discretionary
Discretionary 6 160.8
Non-Discretionary 0 0.0
Total 6 160.8
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 160.8
Total 6 160.8
Form D Directors Role # Filings # Firms 2011 - 2026
Matthew Miller Executive Officer 67 5
Paul Holland Executive Officer 38 3
Glaxis Capital Management LLC Promoter 14 2
Glaxis Capital Holdings LLC Promoter 14 2
Andrew Copa Executive Officer 14 2
Rick Proctor Executive Officer 11 2
Richard Proctor Executive Officer 5 2
Dan Jaworski Executive Officer 3 2
EDGAR Form CIK 2011 - 2026
D [0001318599]
D [0001318600]
13F-HR [0001542161]
Firm Profile (Form ADV)
Discretionary AUM$0.1B
ServesInstitutional, Retail
Fund TypesHedge Fund
LEI254900RWI9OWK64CBV16
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