Globe Financial Corporation
- Assets, Funds, Holdings
| Globe Financial Corporation
|
| CRD # | 148922 |
| SEC # | 801-69840 |
| CIK # | |
| AUM |
|
| Employees |
|
| Phone | 847-267-0100 |
| Address | 770 Lake Cook Road
Deerfield, IL 60015 |
| Source |
[IAPD]
|
|
Total AUM ($M)
|
|
|
| Type |
Form D Funds |
Date |
Sold ($M) |
AUM ($M) |
| Other |
GIC |
2012-03-29
|
|
163.0 |
| Other |
GIC PI |
2012-03-29
|
|
62.0 |
| Other |
GWA PS |
2012-03-29
|
|
188.0 |
| AUM Breakdown |
Accounts |
AUM ($M) |
| By Client Type |
| (a) Individuals (other than high net worth individuals) |
0
|
0.0 |
| (b) Individuals (high net worth individuals) |
0
|
0.0 |
| (c) Banking or thrift institutions |
0
|
0.0 |
| (d) Investment companies |
0
|
0.0 |
| (e) Business development companies |
0 |
0.0 |
| (f) Pooled investment vehicles |
0 |
0.0 |
| (g) Pension and profit sharing plans |
0 |
0.0 |
| (h) Charitable organizations |
0 |
0.0 |
| (i) State or municipal government entities |
0 |
0.0 |
| (j) Other investment advisers |
0 |
0.0 |
| (k) Insurance companies |
0 |
0.0 |
| (l) Sovereign wealth funds and foreign official institutions |
0 |
0.0 |
| (m) Corporations or other businesses not listed above |
0 |
0.0 |
| (n) Other |
0 |
0.0 |
| Total |
43 |
481.8 |
| By Discretionary |
| Discretionary |
43 |
481.8 |
| Non-Discretionary |
0 |
0.0 |
| Total |
43 |
481.8 |
| By Non-United States Persons |
| Non-United States Persons |
|
0.0 |
| United States Persons |
|
481.8 |
| Total |
43 |
481.8 |
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False
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