Golden Wealth Management LLC

Item 5 Fees and Compensation

A. Fee Schedule

Portfolio Management Services
Our annual fee for portfolio management services varies up to 1.5% depending upon the market value
of your assets under our management, the type and complexity of the asset management services
provided, as well as the level of administration requested either directly or assumed by the client.
Assets in each of your account(s) are included in the fee assessment unless specifically identified in
writing for exclusion.

Our annual portfolio management fee is billed and payable, monthly in advance, based on the market
value at the start of the month.

External cash flows of 15% or more during a billing period are prorated and the additional charges or
rebates are incurred during the following billing cycle.

If the portfolio management agreement is executed at any time other than the first day of a calendar
quarter, our fees will apply on a pro rata basis, which means that the advisory fee is payable in
proportion to the number of days in the quarter for which you are a client. Our advisory fee is
negotiable, depending on individual client circumstances.

At our discretion, we may combine the account values of family members living in the same household
to determine the applicable advisory fee. For example, we may combine account values for you and
your minor children, joint accounts with your spouse, and other types of related accounts. Combining
account values may increase the asset total, which may result in your paying a reduced advisory fee
based on the available breakpoints in our fee schedule stated above.

We will deduct our fee directly from your account through the qualified custodian holding your funds
and securities. We will deduct our advisory fee only when you have given our firm written authorization
permitting the fees to be paid directly from your account. Further, the qualified custodian will deliver an
account statement to you at least quarterly. These account statements will show all disbursements
from your account. You should review all statements for accuracy.

You may terminate the portfolio management agreement upon Written notice. You will incur a pro rata
charge for services rendered prior to the termination of the portfolio management agreement, which
means you will incur advisory fees only in proportion to the number of days in the quarter for which you
are a client. If you have pre-paid advisory fees that we have not yet earned, you will receive a prorated
refund of those fees.

Financial Planning Fees

Hourly Fees

The hourly fee for these services is $250 per hour. Fees are waived for the clients who utilize portfolio
management.

Selection of Other Advisers

Our recommendations to use third party money managers are included in our portfolio management
fee. We do not charge you a separate fee for the selection of other advisers nor will we share in the
advisory fee you pay directly to the TPMM. Advisory fees that you pay to the TPMM are established
and payable in accordance with the Form ADV Part 2 or other equivalent disclosure document
provided by each TPMM to whom you are referred. These fees may or may not be negotiable. You
should review the recommended TPMM's brochure for information on its fees and services.

You may be required to sign an agreement directly with the recommended TPMM(s). You may
terminate your advisory relationship with the TPMM according to the terms of your agreement with the
TPMM. You should review each TPMM's brochure for specific information on how you may terminate
your advisory relationship with the TPMM and how you may receive a refund, if applicable. You should
contact the TPMM directly for questions regarding your advisory agreement with the TPMM.

B. Payment of Fees

Payment of Portfolio Management Fees

Asset-based portfolio management fees are withdrawn directly from the client's accounts with client's
written authorization on a monthly basis. Fees are paid in advance.

Payment of Financial Planning Fees

Financial planning fees are paid via check and wire.

Hourly financial planning fees are paid in arrears upon completion.

C. Client Responsibility for Third Party Fees

Clients are responsible for the payment of all third party fees (i.e. custodian fees, brokerage fees,
mutual fund fees, transaction fees, etc.). Those fees are separate and distinct from the fees and
expenses charged by GWM. Please see Item 12 of this brochure regarding broker-dealer/custodian.

D. Prepayment of Fees

GWM collects fees in advance. Refunds for fees paid in advance but not yet earned will be refunded
on a prorated basis and returned within fourteen days to the client via check, or return deposit back
into the client's account.

For all asset-based fees paid in advance, the fee refunded will be equal to the balance of the fees
collected in advance minus the daily rate* times the number of days elapsed in the billing period up to
and including the day of termination. (*The daily rate is calculated by dividing the annual asset-based
fee rate by 365.)

E. Outside Compensation for the Sale of Securities to Clients

Patrick Golden and Joseph Curtin in their outside business activities (see Item 10 below) are licensed
to accept compensation for the sale of investment products to GWM clients. Compensation earned by
these persons in their capacities as registered representatives is separate and in addition to our
advisory fees.

This presents a conflict of interest and gives the supervised person an incentive to recommend
products based on the compensation received rather than on the client's needs. When recommending
the sale of securities or investment products for which the supervised persons receives compensation,
GWM will document the conflict of interest in the client file and inform the client of the conflict of
interest. Clients always have the right to decide whether to purchase GWM-recommended products
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Item 7 Types of Clients
GWM generally provides advisory services to the following types of clients:

❖   Individuals
❖   High-Net-Worth Individuals
❖   Corporations or Business Entities
❖   Non-Profits

There is an account minimum of $25,000, which may be waived by GWM in its discretion.