Grant TANI Barash & Altman LLC

Item 5 – Fees and Compensation

We charge our clients a bundled fee for all of our business management services, which are generally
negotiable. Fees for those services are outlined in each client’s engagement agreement and are charged in
accordance with the provisions of that agreement. We do not receive a separate fee from our clients for our
investment advisory services. Most fees are billed on a monthly basis with some exceptions.

In addition to the fees paid to GTBA for business management services, Clients may incur additional fees
charged by third parties. These fees may be assessed by custodians, brokers, third-party investment
managers, and other third parties. The fees may include commissions, custodial fees, thirdparty investment
management fees, odd-lot differentials, taxes, wire transfer and electronic fund fees, as well as other
miscellaneous fees. Please refer to appropriate terms and conditions, fee schedules and disclosure
brochures of each of these third parties.

Acceptance of a client is at the sole discretion of the Firm. GTBA offers its full range of services to all
accepted clients.

GTBA’s supervised persons do not accept compensation for the sale of securities or other investment
products, including asset-based sales charges or service fees from the sale of mutual funds.

Item 7 – Types of Clients

We generally provide investment advice to ultra-high net worth individuals, pension and profit-sharing
plans, trusts, estates, charitable organizations, private foundations, corporations, and partnerships.