Griffin Asset Management LLC

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Assets, Funds, Holdings

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Griffin Asset Management LLC
CRD #104548
SEC #801-7495
CIK #0000883803
AUM
Employees 10 (40% Investors, 0% Brokers)
Phone917-484-5608
Address230 Park Avenue
New York, NY 10169
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]
Total AUM ($M)
100080060040020001998200720162026
Sector Form 13F Holdings Value ($M)
Pangaea Logistics Solutions Ltd 41.6
Microsoft Corp 39.0
Apple Inc 36.2
J P Morgan Chase & Co 19.4
TJX Companies Inc /DE/ 18.0
VISA Inc 18.0
Wells Fargo & Co/MN 17.6
ASML Holding NV 17.0
Bank of America Corp /DE/ 16.1
Amazon Com Inc 15.1
View All
Holdings by Sector ($M)
90072054036018002012201620212026
Type Form D Funds Date Sold ($M) AUM ($M)
HF Haselect-Medical Receivables Litigation Finance Fund International SP 2025-03-26 6.3
HF Haselect TCA Global Credit LLC 2024-03-11 0.0
Other Lamco Receivables Fund LLC 2022-10-21 3.4
Other HA Select - Lamco Receivables International Fund SP 2022-06-28 0.0
HF Haselect-Life III LLC 2022-03-11 7.6
HF Haselect-Medical Receivables Litigation Fund LLC 2021-03-29 38.8
Other Morpheus Absolute Alpha Select Opportunities Fund LLC 2021-03-29 2.7
HF HA Select-Biotech Healthcare Fund LLC 2020-03-27 6.1
HF Haselect- Medical Receivables Litigation Finance Fund International SP 2019-03-29 0.0
HF Haselect-Waterford Fund International SP 2019-03-29 0.6
View All
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 608 656.7
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 2 3.1
(h) Charitable organizations 14 279.3
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 63 30.7
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 687 969.7
By Discretionary
Discretionary 686 961.2
Non-Discretionary 1 8.6
Total 687 969.7
By Non-United States Persons
Non-United States Persons 55.5
United States Persons 914.2
Total 687 969.7
Form D Directors # Filings # Firms 2011 - 2025
Bippy Siegal 23
William End 8
Kelly Cooper 7
Joseph Teno 7
Bruce Willard 7
Debbie Overton 7
Jay Galluzzo 6
EDGAR Form CIK 2011 - 2025
13F-HR [0000883803]
SC 13G [0000883803]
Form 13D/13G Filer Form 13D/13G Subject Filed
Griffin Asset Management Inc Accelerate Diagnostics Inc [2024-03-05]
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