Griffin Asset Management LLC

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Assets, Funds, Holdings

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Griffin Asset Management LLC
CRD #104548
SEC #801-7495
CIK #0000883803
AUM
Employees 10 (40% Investors, 0% Brokers)
Phone917-484-5608
Address230 Park Avenue
New York, NY 10169
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]
Total AUM ($M)
110088066044022002000200920182027
Sector Form 13F Holdings Value ($M)
Apple Inc 43.5
Microsoft Corp 29.1
ASML Holding NV 26.8
TJX Companies Inc /DE/ 21.8
J P Morgan Chase & Co 18.9
Pangaea Logistics Solutions Ltd 18.9
Johnson & Johnson 18.7
Alphabet Inc 17.6
Wal Mart Stores Inc 17.6
Wells Fargo & Co/MN 17.2
View All
Holdings by Sector ($M)
100080060040020002011201620212027
Type Form D Funds Date Sold AUM
HF Haselect-Medical Receivables Litigation Finance Fund International SP 2025-03-26 5.0 M
HF Haselect TCA Global Credit LLC 2024-03-11
Other Lamco Receivables Fund LLC 2022-10-21 3.4 M
Other HA Select - Lamco Receivables International Fund SP 2022-06-28
HF Haselect-Life III LLC 2022-03-11 7.6 M
HF Haselect-Medical Receivables Litigation Fund LLC 2021-03-29 38.8 M
Other Morpheus Absolute Alpha Select Opportunities Fund LLC 2021-03-29 2.7 M
HF HA Select-Biotech Healthcare Fund LLC 2020-03-27 6.1 M
HF Haselect- Medical Receivables Litigation Finance Fund International SP 2019-03-29
HF Haselect-Waterford Fund International SP 2019-03-29 0.6 M
View All
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 612 682.3
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 6 7.6
(h) Charitable organizations 12 330.5
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 59 34.5
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 689 1,054.9
By Discretionary
Discretionary 688 1,045.6
Non-Discretionary 1 9.3
Total 689 1,054.9
By Non-United States Persons
Non-United States Persons 63.3
United States Persons 991.7
Total 689 1,054.9
Form D Directors Role # Filings # Firms 2011 - 2026
Bippy Siegal Director 24 2
William End Director 8 2
Kelly Cooper Executive Officer 7 2
Joseph Teno Executive Officer 7 2
Bruce Willard Director 7 2
Debbie Overton Executive Officer 7 2
Jay Galluzzo Director 6 2
EDGAR Form CIK 2011 - 2026
13F-HR [0000883803]
SC 13G [0000883803]
Form 13D/13G Filer Form 13D/13G Subject Filed
Griffin Asset Management Inc Accelerate Diagnostics Inc [2024-03-05]
Firm Profile (Form ADV)
ServesInstitutional, Retail
Fund TypesHedge Fund
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