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| Grimes & Company Wealth Management LLC
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|---|---|
| CRD # | 109420 |
| SEC # | 801-57193 |
| CIK # | 0001321993 |
| AUM | 6,298.8 M (2026-03-28) |
| Employees | 69 (52% Investors, 4% Brokers) |
| Phone | 508-366-3883 |
| Address | One Technology Drive Westborough, MA 01581 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) |
|---|---|---|
| Apple Inc | 0.1 | |
| Nvidia Corp | 0.1 | |
| Microsoft Corp | 0.1 | |
| Taiwan Semiconductor Manufacturing Co Ltd | 0.1 | |
| Advanced Micro Devices Inc | 0.1 | |
| Alphabet Inc | 0.0 | |
| Applied Materials Inc /DE | 0.0 | |
| Amazon Com Inc | 0.0 | |
| Alphabet Inc | 0.0 | |
| Micron Technology Inc | 0.0 |
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Grimes High Income Opportunity Fund LLC | [2025-08-08] | 4.7 M | |
| Filed 2025-04-16 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,877 | 0.9 |
| (b) Individuals (high net worth individuals) | 1,783 | 4.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 41 | 0.2 |
| (h) Charitable organizations | 26 | 0.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.1 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 37 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 9,842 | 6.3 |
| By Discretionary | ||
| Discretionary | 9,743 | 6.1 |
| Non-Discretionary | 99 | 0.2 |
| Total | 9,842 | 6.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 6.3 | |
| Total | 9,842 | 6.3 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Kevin Grimes | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001321993] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $1.6B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
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