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| Gruber & McBaine Capital Management LLC
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|---|---|
| CRD # | 125336 |
| SEC # | 801-61836 |
| CIK # | 0000909450 |
| AUM | |
| Employees | |
| Phone | 415-981-2101 |
| Address | 50 Osgood Place, San Francisco, CA 94133-4644 |
| Source | [IAPD] [EDGAR] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Radware Ltd | 7.4 | ||
| Super Micro Computer Inc | 7.4 | ||
| Applied Optoelectronics Inc | 7.4 | ||
| Fortinet Inc | 6.6 | ||
| Silicon Motion Technology Corp | 5.5 | ||
| Vulcan Materials Co | 5.5 | ||
| Dycom Industries Inc | 5.0 | ||
| Archer Daniels Midland Co | 4.7 | ||
| Liberty Global PLC | 4.3 | ||
| GAP Inc | 3.8 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Gruber & McBaine International | 2012-03-27 | 18.6 M | |
| HF | Lagunitas Partners LP | [2012-03-27] | 191.6 M | 338.1 M |
| Offered $1,000,000,000 · Filed 2011-02-17 (D/A) · Exemption 506, 3(c)(7) · Minimum $1,000,000 · Remaining $808,442,174 · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 10 | 1,165.7 |
| By Discretionary | ||
| Discretionary | 10 | 1,165.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 10 | 1,165.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,165.7 | |
| Total | 10 | 1,165.7 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Jon Gruber | Executive Officer | 4 | 2 | |
| J McBaine | Executive Officer | 2 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000909450] | |
| 4 | [0000909450] | |
| 5 | [0000909450] | |
| SC 13G | [0000909450] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.5B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Imageware Systems Inc | |
| Gruber & McBaine Capital Management LLC |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
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Imageware Systems Inc iwsy
Common Stock
|
2013-08-15 | Sell | 278,000 | $2.49 | 692,220 |
|
Imageware Systems Inc iwsy
Common Stock
|
2013-08-14 | Sell | 46 | $2.25 | 104 |
|
Imageware Systems Inc iwsy
Common Stock
|
2013-08-14 | Sell | 50,000 | $2.59 | 129,500 |
|
Imageware Systems Inc iwsy
Common Stock
|
2013-08-13 | Sell | 200,000 | $2.33 | 466,000 |
|
Imageware Systems Inc IWSY
Common Stock
|
2013-08-12 | Sell | 300,000 | $2.26 | 678,000 |
|
Imageware Systems Inc IWSY
Common Stock
|
2013-08-09 | Sell | 55,000 | $2.24 | 123,200 |
|
Imageware Systems Inc iwsy
Common Stock
|
2013-08-08 | Sell | 77,000 | $2.26 | 174,020 |
|
Imageware Systems Inc iwsy
Common Stock
|
2013-08-07 | Sell | 35,000 | $2.29 | 80,150 |
|
Imageware Systems Inc iwsy
Common Stock
|
2013-08-06 | Sell | 100,000 | $2.30 | 230,000 |
|
Imageware Systems Inc iwsy
Common Stock
|
2013-08-05 | Sell | 100,000 | $2.29 | 229,000 |
|
Imageware Systems Inc IWSY
Common Stock
|
2013-08-05 | Sell | 100,000 | $2.29 | 229,000 |
|
Imageware Systems Inc IWSY
Common Stock
|
2013-08-01 | Sell | 16,000 | $2.31 | 36,960 |
|
Imageware Systems Inc iwsy
Common Stock
|
2013-08-01 | Sell | 16,000 | $2.31 | 36,960 |
|
Imageware Systems Inc IWSY
Common Stock
|
2013-07-31 | Sell | 60,000 | $2.32 | 139,200 |
|
Imageware Systems Inc iwsy
Common Stock
|
2013-07-31 | Sell | 60,000 | $2.32 | 139,200 |
|
Imageware Systems Inc iwsy
Common Stock
|
2013-07-30 | Sell | 111,400 | $2.46 | 274,044 |
|
Imageware Systems Inc IWSY
Common Stock
|
2013-07-30 | Sell | 111,400 | $2.46 | 274,044 |
|
Imageware Systems Inc IWSY
Common Stock
|
2013-06-17 | Sell | 15,038 | $2.17 | 32,632 |
|
Imageware Systems Inc IWSY
Common Stock
|
2013-06-14 | Sell | 213,874 | $1.91 | 408,499 |
|
Imageware Systems Inc IWSY
Common Stock
|
2013-06-13 | Sell | 345,000 | $1.74 | 600,300 |
| showing 20 of 38 most recent transactions | |||||