Guggenheim Fund Solutions LLC

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Assets, Funds, Holdings

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Guggenheim Fund Solutions LLC
CRD #160181
SEC #801-73007
CIK #
AUM
Employees 18 (17% Investors, 22% Brokers)
Phone212-377-3770
Address330 Madison Avenue
New York, NY 10017
Source [IAPD] [Website]
Total AUM ($BB)
4.03.22.41.60.80.02010201320172021
Type Form D Funds Date Sold ($MM) AUM ($MM)
HF GFS MAP Trust GAM Global Rates [2015-11-13] 141.7 29.8
HF GFS Halcyon Liquid Opportunities Fund 2015-05-29 45.5
HF GFS MAP Master Fund Cayman Terranova [2015-05-29] 29.6 19.8
HF GFS MAP Trust Ascend [2014-11-25] 141.7 52.6
HF GFS MAP Trust Bronson Point [2014-08-28] 141.7 92.0
HF GFS MAP Trust Electron Global Fund [2014-08-28] 141.7 50.8
HF GFS MAP Trust Three Bridges [2014-08-28] 141.7 52.4
HF Alpha Blend Global Currency Fund 2014-05-29 25.8
HF GFS MAP Trust SUSA European Equities Fund [2014-05-29] 141.7 23.4
HF GFS MAP Trust Kamunting Street [2014-02-19] 141.7 54.7
View All
AUM Breakdown Accounts AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 7 2.9
By Discretionary
Discretionary 7 2.9
Non-Discretionary 0 0.0
Total 7 2.9
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 2.9
Total 7 2.9
Form D Directors # Filings # Firms 2011 - 2023
Barry McGrath 39
Philip McEnroe 16
Thomas Murray 16
Adrian Duffy 11
Guggenheim Fund Solutions LLC 5
Das Ganeshan 4
Guggenheim Partners Europe Limited 2
GFS Management Ireland Limited 2
Barry McGarth 1
Phil McEnroe 1
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