Filed 2014-06-03 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Filed 2014-06-03 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
AUM Breakdown
Accounts
AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)
1,253
1.5
(b) Individuals (high net worth individuals)
2,540
13.4
(c) Banking or thrift institutions
0
0.0
(d) Investment companies
4
0.7
(e) Business development companies
0
0.0
(f) Pooled investment vehicles
24
0.2
(g) Pension and profit sharing plans
0
0.0
(h) Charitable organizations
23
0.7
(i) State or municipal government entities
0
0.0
(j) Other investment advisers
0
0.0
(k) Insurance companies
0
0.0
(l) Sovereign wealth funds and foreign official institutions
0
0.0
(m) Corporations or other businesses not listed above