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| Halter Ferguson Financial Inc
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| CRD # | 109563 |
| SEC # | 801-57288 |
| CIK # | 0001842665, 0001107082 |
| AUM | 705.0 M (2026-05-11) |
| Employees | 15 (47% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 317-875-0202 |
| Address | 13080 Grand Blvd Carmel, IN 46032 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Tesla Motors Inc | 218.4 | ||
| Upstart Holdings Inc | 37.6 | ||
| Lemonade Inc | 34.2 | ||
| Micron Technology Inc | 21.9 | ||
| Oracle Corp | 15.6 | ||
| Nvidia Corp | 9.9 | ||
| Amazon Com Inc | 7.9 | ||
| Sandy Springs Holdings Inc | 7.3 | ||
| Lilly Eli & Co | 7.1 | ||
| Oscar Health Inc | 4.7 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Lumasenseye II A Series of HCAM WY LLC | [2026-03-26] | 3.8 M | 3.8 M |
| Offered $3,834,000 · Filed 2026-01-29 (D) · Exemption 506(b) · Minimum $50,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 97 | 48.3 |
| (b) Individuals (high net worth individuals) | 194 | 649.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 3.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 3.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,076 | 705.0 |
| By Discretionary | ||
| Discretionary | 1,076 | 705.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,076 | 705.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 705.0 | |
| Total | 1,076 | 705.0 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Jason Goldenberg | Executive Officer | 5 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001842665] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Clients | 4 |
| Serves | Institutional, Retail |
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