Hammond Kennedy Whitney & Company Inc

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Hammond Kennedy Whitney & Company Inc ✚
CRD #	161288
SEC #	801-73323
CIK #
AUM	631.2 M (2026-03-31)
Employees	8 (75% Investors, 0% Brokers)
Fees
Minimum
Phone	317-590-7401
Address
Source	[IAPD] [Website] [LinkedIn]

Total AUM ($M) Copy

Type	Form D Funds	Date	Sold	AUM
PE	HKW Capital Partners V-A LP	[2018-03-29]	298.7 M	50.6 M
	Offered $350,000,000 · Filed 2019-02-26 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $51,300,000 · Duration One year or less · Commission $184,450 · Revenue Decline to Disclose
PE	HKW Capital Partners V LP	[2018-03-29]	298.7 M	440.5 M
	Offered $350,000,000 · Filed 2019-02-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $51,300,000 · Duration One year or less · Commission $185,450 · Revenue Decline to Disclose
PE	HKW Capital Partners IV-B LP	[2014-08-01]		12.5 M
	Offered $25,000,000 · Filed 2014-06-27 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining $25,000,000 · Duration One year or less · Revenue Decline to Disclose
PE	HKW Capital Partners IV-A LP	[2012-07-31]	127.3 M	17.8 M
	Offered $350,000,000 · Filed 2013-07-15 (D/A) · Exemption 506, 3(c), 3(c)(1) · Remaining $222,747,709 · Duration More than one year · Commission $3,842,000 · Revenue Decline to Disclose
PE	HKW Capital Partners IV LP	[2012-07-31]	127.3 M	109.8 M
	Offered $350,000,000 · Filed 2013-07-15 (D/A) · Exemption 506, 3(c), 3(c)(1), 3(c)(7) · Remaining $222,747,709 · Duration More than one year · Commission $3,842,000 · Revenue Decline to Disclose
PE	HKW Capital Partners III-A LP	2012-02-10		4.2 M
PE	HKW Capital Partners III-A Supplemental LP	[2012-02-10]		2.2 M
	Offered $50,000,000 · Filed 2010-10-27 (D) · Exemption 506, 3(c), 3(c)(1), 3(c)(7) · Remaining $50,000,000 · Duration One year or less · Commission $270,000 · Revenue Decline to Disclose
PE	HKW Capital Partners III LP	2012-02-10		24.4 M
PE	HKW Capital Partners III Supplemental LP	[2012-02-10]		29.4 M
	Offered $50,000,000 · Filed 2010-10-27 (D) · Exemption 506, 3(c), 3(c)(1), 3(c)(7) · Remaining $50,000,000 · Duration One year or less · Commission $270,000 · Revenue Decline to Disclose
PE	HKW Capital Partners II LP	[2012-02-10]		2.6 M
View All

AUM Breakdown	Accounts	AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	5	631.2
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	5	631.2
By Discretionary
Discretionary	5	631.2
Non-Discretionary	0	0.0
Total	5	631.2
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		631.2
Total	5	631.2

Form D Directors	Role	# Filings	# Firms
Michael Foisy	Executive Officer	25	3
Mark Becker	Executive Officer	11	3
Glenn Scolnik	Executive Officer	26	2
Jeffrey Wood	Executive Officer	25	2
James Snyder	Executive Officer	21	2
Luke Phenicie	Executive Officer	17	2
James Futterknecht Jr	Executive Officer	14	2
John Carsello	Executive Officer	13	2
Caroline Young	Executive Officer	9	2
Ted Kramer	Executive Officer	9	2
View All

Firm Profile (Form ADV)
Discretionary AUM	$0.4B
Fund Types	Private Equity

Comparable Firms	State	AUM
Transition Equity Partners LLC ✚	IL	501.8 M
AXA IM Prime ✚
Generation Growth Capital Partners III LLC ✚	WI
Seven Hills Capital Management LLC ✚	NY
Apex Financial Ltd ✚	CO
Respida Capital LLC ✚	FL
Glyptis Management de LLC ✚	UT
Kinterra Capital Corp ✚
Angel Investor Management Group LLC ✚	AL
EMZ Partners ✚

Hammond Kennedy Whitney & Company Inc

Assets, Funds, Holdings