|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| Harbert Fund Advisors Inc
✚
|
|
|---|---|
| CRD # | 110577 |
| SEC # | 801-55926 |
| CIK # | 0001616659 |
| AUM | $8.0 B (2025-03-31) |
| Employees | 147 (42% Investors, 0% Brokers) |
| Phone | 205-987-5500 |
| Address | 2100 Third Avenue North, Ste 600 Birmingham, AL 35203 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Liquidia Corp | 3.2 | ||
| Identive Group Inc | 2.6 | ||
| Infusystem Holdings Inc | 2.6 | ||
| Adherex Technologies Inc | 2.4 | ||
| Transact Technologies Inc | 2.3 | ||
| LOAR Holdings Inc | 2.2 | ||
| Accuray Inc | 2.0 | ||
| Streamline Health Solutions Inc | 1.7 | ||
| Amazon Com Inc | 0.3 | ||
| Microsoft Corp | 0.3 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | Golden SWAG LLC | 2025-03-31 | 264.5 | |
| PE | Gotham Power Investors LLC | 2025-03-31 | 891.5 | |
| RE | Harbert Hamburg Co-Investor LP | [2025-03-31] | 40.5 | 35.5 |
| PE | Harbert Infrastructure Fund VII LP | 2025-03-31 | 0.0 | |
| RE | Harbert Seniors Housing Fund III LP | 2025-03-31 | 0.0 | |
| RE | HERE Co-Investment Fund I | 2025-03-31 | 4.4 | |
| RE | HEREF VI - Skyfall Co-Investor | 2025-03-31 | 71.5 | |
| VC | HGP IV Co-Investor LP | 2025-03-31 | 12.8 | |
| RE | HMC Dublin Co-Investor LP | 2025-03-31 | 17.1 | |
| RE | Hsh-Colonial Co-Investor II LP | 2025-03-31 | 0.1 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 48 | 7.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 5 | 0.2 |
| Total | 53 | 8.0 |
| By Discretionary | ||
| Discretionary | 53 | 8.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 53 | 8.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 8.0 | |
| United States Persons | 0.0 | |
| Total | 53 | 8.0 |
| Limited Partners | 2011 - 2025 |
|---|---|
| California Public Employees' Retirement System |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| Martin Byrne | 129 | |||
| Trinda Blackmore | 42 | |||
| Charles Miller | 69 | |||
| John McCullough | 48 | |||
| John Harrison | 47 | |||
| J Martin | 32 | |||
| John Scott | 47 | |||
| Raymond Harbert | 24 | |||
| J Travis Pritchett | 18 | |||
| Thomas Roberts III | 18 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001616659] | |
| 3 | [0001616659] | |
| 4 | [0001616659] | |
| SC 13D | [0001616659] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Harbert Fund Advisors Inc | Global Indemnity Group LLC | [2020-11-06] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Fidelity Diversifying Solutions LLC
✚
|
MA | 9.7 |
|
PointState Capital LP
✚
|
NY | 9.4 |
|
CAZ Investments LP
✚
|
TX | 8.7 |
|
Taconic Capital Advisors LP
✚
|
NY | 8.2 |
|
First Trust Capital Management LP
✚
|
IL | 8.2 |
|
Highbridge Capital Management LLC
✚
|
NY | 7.5 |
|
Galvanize Climate Solutions LLC
✚
|
CA | 6.8 |
|
TIFF Advisory Services LLC
✚
|
PA | 6.7 |
|
TRG Management LP
✚
|
NY | 6.5 |
|
Avenue Capital Management II LP
✚
|
NY | 6.4 |