Harvest Global Investments Limited

ITEM 5 – FEES AND COMPENSATION
Fee Schedule

We do not currently impose a standard fee upon our clients.

Fees are as described in a particular Investment Management Agreement. As a rule, fees can be expected
to vary based on factors including the complexity of the mandate, the amount of assets under management,
the client’s investment strategy and objective, whether the mandate is discretionary or non-discretionary
and other factors.

In our sole discretion, we may vary the fee structure for certain large or strategic investors, including
affiliates, and for HGI employees. We may also vary the fee structure in connection with promotional
efforts or for other business development reasons.

    A. Timing and Payment of Fees

Typically, management fees and performance fees (where applicable) are payable in arrears based upon
the market value of the assets at the end of the preceding billing period. The billing period is negotiable
depending upon the types of the mandate. Clients are generally billed for their management fees and
performance fees (where applicable). The timing of fee payments may be negotiated with each client and
typically is set forth in the applicable Investment Management Agreement (for a separate account) or in
the relevant fund’s governing documents. Asset-based fees generally are paid monthly, quarterly or semi-
annually.

Other methods of payment and calculation may also be available, where appropriate or upon a client’s
request.

    B. Clients are Responsible for Third Party Fees

There are other types of fees or expenses clients may pay in connection with our advisory services, such as
custodian fees or transaction costs.

For example, clients may pay costs such as brokerage commissions, wire transfer fees, and other fees and
taxes charged to brokerage accounts and securities transactions, which are unrelated to the fees we charge.

Item 12 describes the factors that we consider in selecting or recommending broker-dealers for client
transactions and determining the reasonableness of their compensation (e.g., commissions and/or
spreads).

    C.   Prepayment of Fees

We collect our fees in arrears. We do not collect our fees in advance.

Harvest Global Investments Limited                                                    Form ADV Part 2A

    D. Outside Compensation for the Sale of Securities to Clients

Neither we nor our employees accept compensation, including sales charges or service fees, from any third-
party for the sale of securities or other investment products.

ITEM 7 – TYPES OF CLIENTS
We may provide services to a variety of client types. Clients include:

    •    Corporations; and

    •    Pooled investment vehicles, including US and non-US public investment companies for retail
         investors and private investment funds.

The relative percentage each client type currently represents is available on our Form ADV Part 1. The actual
mix of types of clients may change over time based upon market conditions, business plans and other
factors.