|
⚲
|
| Havens Advisors LLC
✚
|
|
|---|---|
| CRD # | 111333 |
| SEC # | 801-60259 |
| CIK # | 0001280200 |
| AUM | $49.4 MM (2023-03-29) |
| Employees | 2 (50% Investors, 0% Brokers) |
| Phone | 212-355-0050 |
| Address | 600 Lexington Avenue New York, NY 10022 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Havens Enhanced Master Fund Ltd | [2014-03-28] | 142.2 | 33.6 |
| HF | Havens Master Fund Ltd | [2014-03-28] | 116.3 | 15.8 |
| HF | Havens International Enhanced Fund Ltd | [2012-04-02] | 50.3 | 123.4 |
| HF | Havens International Investors Ltd | [2012-04-02] | 116.3 | 28.5 |
| HF | Havens Partners Enhanced Fund LP | [2012-04-02] | 95.6 | 78.2 |
| HF | Havens Partners LP | 2012-04-02 | 68.6 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 49.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 5 | 49.4 |
| By Discretionary | ||
| Discretionary | 5 | 49.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 5 | 49.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 20.4 | |
| United States Persons | 29.0 | |
| Total | 5 | 49.4 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| John Collis | 89 | ||
| Clarendon Masters | 22 | ||
| Nancy Havenshasty | 7 | ||
| Siukei Chung | 4 | ||
| Nancy Havens | 4 | ||
| Giles Belfrage | 2 | ||
| Clarendon Hal Masters | 1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001280200] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Omphalos Partners LLC
✚
|
TN | 0.1 |
|
Triaxx Asset Management LLC
✚
|
NY | 0.1 |
|
Pacific Harbor Holdings Limited
✚
|
0.0 | |
|
JMX US LLC
✚
|
MA | 0.0 |
|
Spindletop Capital LLC
✚
|
IL | 0.0 |
|
ISAM USA LLC
✚
|
FL | 0.0 |
|
ISAM Funds UK Limited
✚
|
0.0 | |
|
KDHB V Capital Management LLC
✚
|
GA | 0.0 |
|
Silk Invest Limited
✚
|
0.0 | |
|
Polpo Capital Management LLC
✚
|
NY | 0.0 |