Hawke Financial Group LLC

Item 5          Fees and Compensation

A.      Investment Advisory Services. HFG provides investment advisory services on a fee-only basis.
HFG’s annual investment advisory fee is based upon a percentage (%) of the market value of the assets
placed under HFG’s management. Fees charged are negotiable and may differ from client to client based
upon Investment strategies utilized, the amount of assets under management and the amount of work
anticipated in servicing your account(s). HFG’s investment advisory fees generally ranges from
negotiable up to 1.5%, depending upon various factors including but not limited to: the amount of assets
to be managed; portfolio composition; the scope and complexity of the engagement; the anticipated
number of meetings and servicing needs; related accounts; future earning capacity; anticipated future
additional assets; the professional(s) rendering the service(s); prior relationships with HFG and/or its
representatives, and negotiations with the client. As a result, similarly situated clients could pay different
fees and the services to be provided by HFG to any particular client could be available from other
advisers at lower fees.

HFG does not require a minimum asset level or account size for investment advisory services. HFG, in its
sole discretion, may elect not to onboard a client if we determine we are not best suited to meet their
investment needs. HFG may also terminate a client relationship if HFG determines it can no longer meet
the client’s stated investment needs. HFG attempts to accommodate a wide range of custodians; however,
HFG may reject to onboard a client who does not use a suggested/recommended custodian.

Client may terminate our services within five (5) days of the date of acceptance without fee or penalty to
the Client. Thereafter Client will incur a pro rata charge for bona fide services actually rendered prior to
such termination. After the five-day period, either party may terminate the Agreement by providing thirty
(30) days advance written notice to the other party. Upon termination, any investment management fees
will be pro-rated to the date of termination and any prepaid fees will be refunded to the Client.

Pension Consulting Services Fees. HFG’s pension consulting fees are negotiable, but generally are
charged up to 200 bps (basis points) of the plan assets for which HFG is providing such consulting
services or on a fixed fee basis up to $50,000 depending upon the level and scope of the service(s)
required and the professional(s) rendering the service(s).

Financial Planning and Consulting Services (Stand-Alone). HFG may provide financial planning
and/or consulting services (including investment and non-investment related matters, including estate
planning, insurance planning, etc.) on a stand-alone fee basis. HFG’s planning and consulting fees are
negotiable, HFG charges up to $300 on an hourly rate basis, depending upon the level and scope of the
service(s) required and the professional(s) rendering the service(s).

B.       Clients may elect to have HFG’s advisory fees deducted from their custodial account. Both HFG's
Investment Advisory Agreement and the custodial/clearing agreement may authorize the custodian to
debit the account for the amount of HFG's investment advisory fee and to directly remit that management
fee to HFG in compliance with regulatory procedures. In the limited event that HFG bills the client
directly, payment is due upon receipt of HFG’s invoice. HFG shall deduct fees and/or bill clients quarterly
in advance, based upon the market value of the assets on the last business day of the previous quarter,
with the exception of the initial month of engagement for which HFG may charge in arrears.

C.       Unless the client directs otherwise or an individual client’s circumstances require, HFG shall
generally recommend as the broker-dealer/custodian for client investment management assets.
Broker-dealers charge brokerage commissions and/or transaction fees for effecting certain securities
transactions (i.e. transaction fees are charged for certain no-load mutual funds, commissions are charged
for individual equity and fixed income securities transactions). In addition to HFG’s investment
management fee, brokerage commissions and/or transaction fees, clients will also incur, relative to all
mutual fund and exchange traded fund purchases, charges imposed at the fund level (e.g. management
fees and other fund expenses).

D.     HFG's annual investment fee shall be prorated and paid quarterly, in advance, based upon the
market value of the assets on the last day of the previous quarter.

The Investment Agreement between HFG and the client will continue in effect until terminated by either
party by written notice in accordance with the terms of the Investment Agreement. Upon termination,
HFG shall refund the prorated portion of the advanced fee paid based upon the number of days remaining
in the billing quarter.

E.     Neither HFG, nor its representatives, accepts compensation from the sale of securities or other
investment products.

Item 7          Types of Clients

HFG’s clients shall generally include individuals, high net worth clients and business entities. HFG does
not generally require a minimum asset level for investment services. HFG, in its sole discretion, may
charge a lesser investment management fee and/or reduce and/or waive its minimum asset level
requirement based upon certain criteria (i.e. anticipated future earning capacity, anticipated future
additional assets, dollar amount of assets to be managed, related accounts, account composition,
negotiations with client, etc.).