|
⚲
|
| Heartwood Funds LLC
✚
|
|
|---|---|
| CRD # | 136940 |
| SEC # | 801-66295 |
| CIK # | 0001532472 |
| AUM | $317.6 M (2026-03-12) |
| Employees | 2 (50% Investors, 50% Brokers) |
| Phone | 212-918-4706 |
| Address | 48 Wall Street New York, NY 10005 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001532472 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 26.1 | ||
| Microsoft Corp | 20.2 | ||
| Nvidia Corp | 19.3 | ||
| Amazon Com Inc | 14.2 | ||
| Alphabet Inc | 13.6 | ||
| Medtronic Holdings Ltd | 11.1 | ||
| Altria Group Inc | 10.4 | ||
| Facebook Inc | 10.3 | ||
| Tyson Foods Inc | 9.7 | ||
| Pfizer Inc | 9.4 | ||
| Amgen Inc | 9.1 | ||
| International Flavors & Fragrances Inc | 9.0 | ||
| McCormick & Co Inc | 8.9 | ||
| Jazz Pharmaceuticals Inc | 8.8 | ||
| Adobe Systems Inc | 8.7 | ||
| Hasbro Inc | 8.6 | ||
| United Parcel Service Inc | 8.4 | ||
| FMC Corp | 8.1 | ||
| Colgate Palmolive Co | 8.0 | ||
| Clorox Co /DE/ | 7.8 | ||
| Biogen IDEC Inc | 7.8 | ||
| Hexcel Corp /DE/ | 7.8 | ||
| Regeneron Pharmaceuticals Inc | 7.7 | ||
| Micron Technology Inc | 7.7 | ||
| Incyte Corp | 7.7 | ||
| Generac Holdings Inc | 7.2 | ||
| CF Industries Holdings Inc | 7.2 | ||
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | Heartwood Segregated Model Portfolio Companies SPC | 2020-01-24 | 10.1 | |
| Other | Sanlamallianz Africa Equity Fund Ltd | 2018-02-27 | 78.8 | |
| Other | Sanlam Centre Sub-Saharan Africa Equity Fund LLC | 2018-02-27 | 0.0 | |
| Other | Sanlam Centre Sub-Saharan Africa Equity Fund Ltd | 2018-02-27 | 54.2 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 88.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 1 | 228.7 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 317.6 |
| By Discretionary | ||
| Discretionary | 2 | 88.9 |
| Non-Discretionary | 1 | 228.7 |
| Total | 3 | 317.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 317.6 | |
| United States Persons | 0.0 | |
| Total | 3 | 317.6 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001532472] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Cresalta Investment Management Inc
✚
|
CO | 0.3 |
|
Oriental Bank
✚
|
PR | 0.3 |
|
GoldenTree Asset Management Credit Advisor LLC
✚
|
NY | 0.3 |
|
General Partner Inc
✚
|
0.3 | |
|
Deltroit Asset Management US LLC
✚
|
CT | 0.3 |
|
Macquarie Capital Partners LLC
✚
|
NY | 0.3 |
|
OCA Ventures LLC
✚
|
IL | 0.3 |
|
Matthew 25 Management Corp
✚
|
PA | 0.3 |
|
Sunrise Manager LLC
✚
|
FL | 0.3 |
|
Boussard & Gavaudan America LLC
✚
|
NY | 0.3 |