Hellman Jordan Management Co Inc

Item 5 – Fees and Compensation

Compensation is at a rate agreed upon between the firm and the client. The specific manner in
which fees are charged by Hellman, Jordan is established in a client’s written agreement with
Hellman, Jordan. The firm will generally bill its fees on a quarterly basis in advance or arrears.
Management fees shall be prorated for each capital contribution and withdrawal made during the
applicable calendar quarter (with the exception of de minimi-s contributions and withdrawals).
Accounts initiated or terminated during a calendar quarter will be charged a prorated fee. Upon
termination of any account, any prepaid, unearned fees will be promptly refunded, and any
earned, unpaid fees will be due and payable.

Hellman, Jordan’s fees are exclusive of brokerage commissions, transaction fees, and other
related costs and expenses which shall be incurred by the client. Clients may incur certain
charges imposed by custodians, brokers, third party investment and other third parties such as
fees charged by managers, custodial fees, transfer taxes, wire transfer and electronic fund fees,
and other fees and taxes on brokerage accounts and securities transactions. Mutual funds and
exchange traded funds also charge internal management fees, which are disclosed in a fund’s
prospectus. Such charges, fees and commissions are exclusive of and in addition to Hellman,
Jordan’s fee, and Hellman, Jordan shall not receive any portion of these commissions, fees, and
costs.

Item 12 further describes the factors that Hellman, Jordan considers in selecting or
recommending broker-dealers for client transactions and determining the reasonableness of their
compensation (e.g., commissions).

Item 6 –Side-By-Side Management

Hellman, Jordan has procedures designed and implemented to ensure that all clients are treated
fairly and equally, and to prevent this conflict from influencing the allocation of investment
opportunities among clients.

Item 7 – Types of Clients

Hellman, Jordan provides portfolio management services for two primary families and employee
accounts, which consist of high net worth individuals, trusts, profit-sharing plans, and private
foundations