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| Herring RIA Sub LLC
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|
|
|---|---|
| CRD # | 314783 |
| SEC # | 801-122949 |
| CIK # | |
| AUM | $2.2 MM (2024-03-27) |
| Employees | 11 (27% Investors, 0% Brokers) |
| Phone | 415-805-2040 |
| Address | One Letterman Drive San Francisco, CA 94129 |
| Source | [IAPD] [Website] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,949 | 1.8 |
| (b) Individuals (high net worth individuals) | 104 | 0.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3,053 | 2.2 |
| By Discretionary | ||
| Discretionary | 3,053 | 2.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3,053 | 2.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.2 | |
| Total | 3,053 | 2.2 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
I-Cthru Inc
✚
|
0.0 | |
|
Golden Jade Capital Management LLC
✚
|
0.0 | |
|
American Expats in Europe Ltd
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|
0.0 | |
|
IQvestment LLC
✚
|
MA | 0.0 |
|
Quantalytics Investment Advisors LLC
✚
|
NJ | 0.0 |
|
Sagewater Wealth Management LLC
✚
|
CA | 0.0 |
|
Fingage Advisors LLC
✚
|
CA | 0.0 |
|
Circular Wealth Advisors Inc
✚
|
FL | 0.0 |
|
Rockettrader Inc
✚
|
TN | 0.0 |
|
Wolverine Investment Advisors LLC
✚
|
GA | 0.0 |