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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| Herring RIA Sub LLC
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|---|---|
| CRD # | 314783 |
| SEC # | 801-122949 |
| CIK # | |
| AUM | $2.2 M (2024-09-06) |
| Employees | 11 (27% Investors, 0% Brokers) |
| Phone | 415-805-2040 |
| Address | One Letterman Drive San Francisco, CA 94129 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,949 | 1.8 |
| (b) Individuals (high net worth individuals) | 104 | 0.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3,053 | 2.2 |
| By Discretionary | ||
| Discretionary | 3,053 | 2.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3,053 | 2.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.2 | |
| Total | 3,053 | 2.2 |
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|---|---|---|
|
Heron Advisory Inc
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|
CA | 0.0 |
|
Invex Next LLC
✚
|
FL | 0.0 |
|
Origin Investment Advisory LLC
✚
|
MA | 0.0 |
|
Rockettrader Inc
✚
|
TN | 0.0 |
|
UP Financial USA Inc
✚
|
0.0 | |
|
Stackwell Capital Advisers LLC
✚
|
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|
Upskill Wealth Management LLC
✚
|
NY | 0.0 |
|
Advisifi LLC
✚
|
FL | 0.0 |
|
Money on the MIND LLC
✚
|
0.0 | |
|
Revolut Wealth Inc
✚
|
NY | 0.0 |