Fees and Compensation — Form ADV Part 2A (3/18/2024)
[Brochure]
Item 5 Fees and Compensation
INVESTMENT SUPERVISORY SERVICES ("ISS")
INDIVIDUAL PORTFOLIO MANAGEMENT FEES
Our annual fees for Investment Supervisory Services are based upon a percentage of assets
under management and generally range from .40% to 1.50%.
Account Minimums and Types of Clients — Form ADV Part 2A (3/18/2024)
[Brochure]
Item 7 Types of Clients
Highlander Capital Management, LLC provides advisory services to the following types of
clients:
• Individuals (other than high net worth individuals)
• High net worth individuals
• Pension and profit sharing plans(other than plan participants)
• Other pooled investment vehicles(e.g., hedge funds)
• Charitable organizations
As previously disclosed in Item 5, our firm has established certain minimum account
requirements to maintain an account, based on the nature of the service(s) being provided.
For a more detailed understanding of those requirements, please review the disclosures
provided in each applicable service.
Filed 2016-02-11 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
AUM Breakdown
Accounts
AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)
317
82.5
(b) Individuals (high net worth individuals)
62
261.3
(c) Banking or thrift institutions
0
0.0
(d) Investment companies
0
0.0
(e) Business development companies
0
0.0
(f) Pooled investment vehicles
0
0.0
(g) Pension and profit sharing plans
2
8.0
(h) Charitable organizations
0
0.0
(i) State or municipal government entities
0
0.0
(j) Other investment advisers
0
0.0
(k) Insurance companies
0
0.0
(l) Sovereign wealth funds and foreign official institutions
0
0.0
(m) Corporations or other businesses not listed above