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| HOKU Inc
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| CRD # | 310865 |
| SEC # | 802-119719 |
| CIK # | 0001178336, 3421026378 |
| AUM | |
| Employees | |
| Phone | 81335273115 |
| Address | Fingate Terrace, 81 Nihonbashi Kabutocho Tokyo Kanto, Japan |
| Source | [IAPD] [EDGAR] |
| Total AUM ($) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Topwater Mayfly Fund LLC | 2024-01-30 | 28.5 M |
| AUM Breakdown | Accounts | AUM ($) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 0 | 0.0 |
| By Discretionary | ||
| Discretionary | 0 | 0.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 0 | 0.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.0 | |
| Total | 0 | 0.0 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-Q | [0001178336] | |
| 3 | [0001178336] | |
| 4 | [0001178336] | |
| 8-K | [0001178336] |
| Firm Profile (Form ADV) | |
|---|---|
| Fund Types | Hedge Fund, Private Equity |
| LEI | 5493001KJTIIGC8Y1R12 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Hoku Corp | |
| Asato Keith | |
| Liu Dayi | |
| Zheng Yi | |
| Schreck Jerrod M | |
| Stahlkopf Karl E | |
| Nakamoto Darryl | |
| Xia Wei | |
| Yin Xiaoming | |
| Paul Scott B | |
| Zhang Tao | |
| Hirata Dean K | |
| Gao Zhengfei |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Hoku Corp HOKU
Common Stock
|
2012-03-31 | Grant | 79,365 | $0.00 | |
|
Hoku Corp HOKU
Common Stock
|
2012-03-31 | Grant | 47,619 | $0.00 | |
|
Hoku Corp HOKU
Common Stock
|
2012-03-31 | Grant | 47,619 | $0.00 | |
|
Hoku Corp HOKU
Common Stock
|
2012-03-31 | Tax withheld | 9,956 | $0.63 | 6,272 |
|
Hoku Corp HOKU
Common Stock
|
2012-03-31 | Grant | 47,619 | $0.00 | |
|
Hoku Corp HOKU
Common Stock
|
2012-03-31 | Tax withheld | 190 | $0.63 | 120 |
|
Hoku Corp HOKU
Common Stock
|
2012-03-31 | Tax withheld | 9,591 | $0.63 | 6,042 |
|
Hoku Corp HOKU
Common Stock
|
2012-03-31 | Grant | 47,619 | $0.00 | |
|
Hoku Corp HOKU
Common Stock
|
2012-03-31 | Tax withheld | 16,102 | $0.63 | 10,144 |
|
Hoku Corp HOKU
Common Stock
|
2012-03-31 | Tax withheld | 239 | $0.63 | 151 |
|
Hoku Corp HOKU
Common Stock
|
2012-03-31 | Tax withheld | 21,156 | $0.63 | 13,328 |
|
Hoku Corp HOKU
Common Stock
|
2012-03-31 | Tax withheld | 9,167 | $0.63 | 5,775 |