Fees and Compensation — Form ADV Part 2A (6/30/2017)
[Brochure]
Item 5 Fees and Compensation
Under the current arrangement, IIFL does not have a set fee schedule and the fee may be variable
depending upon the services provided to the Client.
Instead, IIFL and its clients mutually agree on a fee, typically after the client discloses to IIFL the advice
it is seeking. Fees are determined on a case by case basis that is largely dependent on the nature and
complexity of the client's request.
7998353.1
Account Minimums and Types of Clients — Form ADV Part 2A (6/30/2017)
[Brochure]
Item 7 Types of Clients
As described in Item 4, IIFL's clients consist of all institutions, which are primarily hedge funds,
investment managers and banks.
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AUM Breakdown
Accounts
AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)
0
0.0
(b) Individuals (high net worth individuals)
0
0.0
(c) Banking or thrift institutions
0
0.0
(d) Investment companies
0
0.0
(e) Business development companies
0
0.0
(f) Pooled investment vehicles
0
0.0
(g) Pension and profit sharing plans
0
0.0
(h) Charitable organizations
0
0.0
(i) State or municipal government entities
0
0.0
(j) Other investment advisers
0
0.0
(k) Insurance companies
0
0.0
(l) Sovereign wealth funds and foreign official institutions
0
0.0
(m) Corporations or other businesses not listed above