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| Happy Holidays!! thanks for using AUM13F!! |
| III Capital Management
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| CRD # | 113539 |
| SEC # | 801-60505 |
| CIK # | 0001783139 |
| AUM | $85.1 B (2025-03-31) |
| Employees | 9 (100% Investors, 100% Brokers) |
| Phone | 561-544-4600 |
| Address | 777 Yamato Road Boca Raton, FL 33431 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Western Digital Corp | 0.0 | ||
| Hertz Global Holdings Inc | 0.0 | ||
| CRH Public Ltd Co | 0.0 | ||
| Six Flags Entertainment Corporation/New | 0.0 | ||
| Hyatt Hotels Corp | 0.0 | ||
| CBS Outdoor Americas Inc | 0.0 | ||
| Facebook Inc | 0.0 | ||
| BorgWarner Inc | 0.0 | ||
| Driven Brands Holdings Inc | 0.0 | ||
| Albertsons Companies Inc | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | III Protection Strategies Fund Ltd | 2024-08-16 | 4,725.8 | |
| HF | Iii-Ki Opportunities Fund LLC | 2023-11-30 | 18,410.4 | |
| HF | III 1885 Fund Ltd | 2022-05-12 | 175.4 | |
| HF | III Alpha One Convexity Fund Ltd | 2022-05-12 | 420.7 | |
| HF | III Protection Strategies Fund Ltd | 2022-05-12 | 0.0 | |
| HF | III Alpha Capture Fund Ltd | 2020-10-06 | 814.4 | |
| HF | III R Tail Fund Ltd | 2019-06-06 | 147.0 | |
| HF | III Government Relative Value Hub Fund Ltd | 2019-05-23 | 8,717.9 | |
| HF | III EP Credit Strategies ERISA SP | [2019-03-29] | 48.2 | 127.4 |
| HF | III Volga Multi-Strategy Fund LP | 2019-03-29 | 2,330.2 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 13 | 55.3 |
| (g) Pension and profit sharing plans | 6 | 1.0 |
| (h) Charitable organizations | 0 | 0.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 28.3 |
| (m) Corporations or other businesses not listed above | 0 | 0.3 |
| (n) Other | 0 | 0.0 |
| Total | 25 | 85.1 |
| By Discretionary | ||
| Discretionary | 25 | 85.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 25 | 85.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 39.7 | |
| United States Persons | 45.3 | |
| Total | 25 | 85.1 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| David Bree | 428 | ||
| Andrew Galloway | 287 | ||
| Paras Malde | 75 | ||
| Jonathan Morgan | 50 | ||
| Ben Pershick | 12 | ||
| Jon Morgan | 11 | ||
| Laura McGrath | 51 | ||
| Mark Perry | 31 | ||
| John Franklin | 20 | ||
| Robert Hart | 46 | ||
| Paul Saunders | 45 | ||
| Kevin Brandt | 44 | ||
| James River Capital Corp | 38 | ||
| Deep Kumar | 28 | ||
| Karen Hansen | 22 | ||
| William McCauley | 48 | ||
| Scott Wyler | 32 | ||
| Garth Friesen | 30 | ||
| Francis Feeney | 30 | ||
| Clifford Viner | 30 | ||
| Michael Reger | 30 | ||
| Robert Printz | 30 | ||
| Lester Coyle | 29 | ||
| Warren Mosler | 28 | ||
| Sanjiv Sharma | 21 | ||
| Thomas Olofsson | 21 | ||
| III Capital Management | 20 | ||
| John Cieslowski | 18 | ||
| Brandon Pellegrino | 17 | ||
| Yelena Anuar | 16 | ||
| Jason Prest | 16 | ||
| III Offshore Advisors | 16 | ||
| Bill McCauley | 16 | ||
| Canover Watson | 12 | ||
| III Associates | 9 | ||
| Dean Clinton | 8 | ||
| Christian Pellegrino | 6 | ||
| Gonen Minuskin | 5 | ||
| Jay Wells | 5 | ||
| Antoine Tan | 4 | ||
| Basil Mavroleon | 4 | ||
| Sharma Sanjiv | 2 | ||
| Antonine Tan | 2 | ||
| Siddhartha Saraogi | 2 | ||
| Greg Schuler | 2 | ||
| James River Financial Corp | 2 | ||
| Michael Dsouza | 2 | ||
| Clifford Cieslowski | 1 | ||
| John Cieslowki | 1 | ||
| Afif Mlika | 1 | ||
| III CRE Bridge Loan GP 1 LLC | 1 | ||
| Wiiliam McCauley | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001783139] |
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|---|---|---|
|
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NY | 134.6 |
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|
JPMorgan Funds Limited
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|
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43.4 | |
|
Cheyne Capital Management UK LLP
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|
38.8 | |
|
Pretium Single-Family Rental Manager III LLC
✚
|
NY | 34.7 |
|
Benefit Street Partners LLC
✚
|
NY | 27.9 |