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| Keyboard |
| Indaba Capital Management LP
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|---|---|
| CRD # | 157905 |
| SEC # | 801-73517 |
| CIK # | 0001524362 |
| AUM | |
| Employees | 14 (50% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 415-680-1030 |
| Address | One Letterman Drive San Francisco, CA 94129 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Indaba Capital Fund LP | [2012-02-13] | 2,048.8 M | 736.8 M |
| Filed 2025-02-28 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 0.7 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4 | 0.7 |
| By Discretionary | ||
| Discretionary | 4 | 0.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4 | 0.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.6 | |
| United States Persons | 0.2 | |
| Total | 4 | 0.7 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Zachary Rosenberg | Executive Officer | 12 | 4 | |
| Andrew Dodge | Executive Officer | 14 | 3 | |
| Anthony Hassan | Executive Officer | 5 | 3 | |
| Thomas McConnon | Executive Officer | 6 | 2 | |
| Derek Schrier | Executive Officer | 4 | 2 | |
| Melody Lang | Executive Officer | 3 | 2 | |
| Joan Jiang | Executive Officer | 3 | 2 | |
| Indaba Partners LLC | Promoter | 3 | 2 | |
| Hank Brier | Executive Officer | 3 | 2 | |
| Joshua Prime | Executive Officer | 3 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001524362] | |
| 3 | [0001524362] | |
| 4 | [0001524362] | |
| SC 13D | [0001524362] | |
| SC 13G | [0001524362] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $1.0B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | 5493006Z1BQF30EZH355 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Tabula Rasa HealthCare Inc TRHC
1.75% Convertible Senior Subordinated Notes due 2026 · derivative
|
2023-11-07 | Sell | 22,228,000 | $22,145,756.00 | 492,255,864,368,000 |
|
Tabula Rasa HealthCare Inc TRHC
1.75% Convertible Senior Subordinated Notes due 2026 · derivative
|
2023-11-06 | Sell | 67,500,000 | $67,243,500.00 | 4,538,936,250,000,000 |
|
Tabula Rasa HealthCare Inc TRHC
Common Stock
|
2023-11-03 | Disposed to issuer | 6,599,966 | $10.50 | 69,299,643 |
|
Tabula Rasa HealthCare Inc TRHC
Common Stock
|
2023-06-09 | Grant | 25,641 | $0.00 | |
|
Benefitfocus Inc BNFT
Common Stock
|
2023-01-24 | Disposed to issuer | 3,963,694 | $10.50 | 41,618,787 |
|
Benefitfocus Inc BNFT
Common Stock
|
2023-01-24 | Disposed to issuer | 20,726 | $10.50 | 217,623 |
|
Benefitfocus Inc BNFT
Common Stock
|
2023-01-24 | Disposed to issuer | 17,890 | $10.50 | 187,845 |
|
Tabula Rasa HealthCare Inc TRHC
Common Stock
|
2022-09-13 | Grant | 52,747 | $0.00 | |
|
Tabula Rasa HealthCare Inc TRHC
Common Stock
|
2022-07-25 | Buy | 59,262 | $4.28 | 253,641 |
|
Tabula Rasa HealthCare Inc TRHC
Common Stock
|
2022-07-22 | Buy | 100,000 | $4.22 | 422,000 |
|
Tabula Rasa HealthCare Inc TRHC
Common Stock
|
2022-07-22 | Buy | 103,292 | $4.06 | 419,366 |
|
Tabula Rasa HealthCare Inc TRHC
Common Stock
|
2022-07-22 | Buy | 90,000 | $4.43 | 398,700 |
|
Tabula Rasa HealthCare Inc TRHC
Common Stock
|
2022-07-21 | Buy | 100,000 | $4.15 | 415,000 |
|
Tabula Rasa HealthCare Inc TRHC
Common Stock
|
2022-07-21 | Buy | 179,790 | $3.80 | 683,202 |
|
Tabula Rasa HealthCare Inc TRHC
Common Stock
|
2022-07-21 | Buy | 180,210 | $3.97 | 715,434 |
|
Tabula Rasa HealthCare Inc TRHC
Common Stock
|
2022-07-21 | Buy | 250,000 | $3.58 | 895,000 |
|
Tabula Rasa HealthCare Inc TRHC
Common Stock
|
2022-07-21 | Buy | 290,000 | $4.11 | 1,191,900 |
|
Benefitfocus Inc BNFT
Common Stock
|
2022-07-01 | Grant | 20,726 | $0.00 | |
|
Benefitfocus Inc BNFT
Common Stock
|
2022-04-04 | Grant | 17,890 | $0.00 | |
|
Benefitfocus Inc BNFT
Common Stock
|
2022-03-28 | Buy | 100,000 | $12.72 | 1,272,000 |
| showing 20 of 55 most recent transactions | |||||