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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| Jason A Prattes Financial Inc
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|---|---|
| CRD # | 298746 |
| SEC # | 801-124726 |
| CIK # | |
| AUM | $180.3 M (2025-04-02) |
| Employees | 5 (60% Investors, 0% Brokers) |
| Phone | 949-271-6333 |
| Address | 620 Newport Center Drive, Suite 1100 Newport Beach, CA 92660 |
| Source | [IAPD] [Website] [LinkedIn] [Instagram] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Opportunistic Private Allocation Fund LLC - Series A | [2024-12-26] | 2.5 | 2.8 |
| HF | Opportunistic Private Allocation Fund LLC - Series B | [2024-12-26] | 3.1 | 10.1 |
| Other | Sonics56 LLC | 2022-03-24 | 2.1 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 44 | 11.4 |
| (b) Individuals (high net worth individuals) | 53 | 103.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 15.0 |
| (g) Pension and profit sharing plans | 9 | 50.7 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 109 | 180.3 |
| By Discretionary | ||
| Discretionary | 100 | 129.6 |
| Non-Discretionary | 9 | 50.7 |
| Total | 109 | 180.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 180.3 | |
| Total | 109 | 180.3 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Colette Management Company LLC | 2 | ||
| Jason Prattes | 2 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Demeter Tactical Investments Corp
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|
WY | 0.2 |
|
AIS Capital Management LP
✚
|
CT | 0.2 |
|
Santiago Capital LLC
✚
|
0.2 | |
|
Osbon Capital Management LLC
✚
|
MA | 0.2 |
|
Blueheel
✚
|
TX | 0.2 |
|
EMC Capital Management LLC
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|
TX | 0.2 |
|
Topturn Capital LLC
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|
CA | 0.2 |
|
Crystal Rock Capital Management LLC
✚
|
IL | 0.2 |
|
Steinberg Asset Management LLC
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|
NY | 0.2 |
|
Oberon Asset Management LLC
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|
NY | 0.2 |