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| Jason A Prattes Financial Inc
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| CRD # | 298746 |
| SEC # | 801-124726 |
| CIK # | |
| AUM | 243.6 M (2026-04-06) |
| Employees | 5 (60% Investors, 0% Brokers) |
| Phone | 949-271-6333 |
| Address | 620 Newport Center Drive, Suite 1100 Newport Beach, CA 92660 |
| Source | [IAPD] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Opportunistic Private Allocation Fund LLC - Series C | [2026-04-06] | 3.1 M | 5.0 M |
| Filed 2024-12-26 (D) · Exemption 506(b) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Opportunistic Private Allocation Fund LLC - Series D | [2026-04-06] | 3.1 M | 0.4 M |
| Filed 2024-12-26 (D) · Exemption 506(b) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Opportunistic Private Allocation Fund LLC - Series A | [2024-12-26] | 2.5 M | 2.8 M |
| Filed 2024-12-26 (D) · Exemption 506(b) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Opportunistic Private Allocation Fund LLC - Series B | [2024-12-26] | 3.1 M | 10.1 M |
| Filed 2024-12-26 (D) · Exemption 506(b) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Sonics56 LLC | 2022-03-24 | 2.1 M | |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 49 | 14.6 |
| (b) Individuals (high net worth individuals) | 42 | 143.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 25.0 |
| (g) Pension and profit sharing plans | 9 | 60.1 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 105 | 243.6 |
| By Discretionary | ||
| Discretionary | 96 | 183.4 |
| Non-Discretionary | 9 | 60.1 |
| Total | 105 | 243.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 243.6 | |
| Total | 105 | 243.6 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Colette Management Company LLC | Promoter | 2 | 1 | |
| Jason Prattes | Executive Officer | 2 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
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