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| Happy Holidays!! thanks for using AUM13F!! |
| Joseph Gunnar & Co LLC
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| CRD # | 24795 |
| SEC # | 801-121064 |
| CIK # | |
| AUM | $34.0 M (2025-04-23) |
| Employees | 50 (10% Investors, 84% Brokers) |
| Phone | 212-440-9600 |
| Address | 1000 Rxr Plaza Uniondale, NY 11556 |
| Source | [IAPD] [Website] [LinkedIn] [Instagram] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | Buttonwood Select Opportunities Fund LLC | [2012-10-22] | 0.0 | 6.3 |
| PE | Buttonwood Select Opportunities QP Fund LLC | [2012-10-22] | 0.0 | 13.8 |
| PE | Buttonwood Social Network Fund LLC | 2012-10-22 | 13.1 | |
| PE | Buttonwood Social Network QP Fund LLC | 2012-10-22 | 18.2 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 53 | 34.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 68 | 34.0 |
| By Discretionary | ||
| Discretionary | 52 | 25.1 |
| Non-Discretionary | 16 | 8.9 |
| Total | 68 | 34.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.4 | |
| United States Persons | 33.6 | |
| Total | 68 | 34.0 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Stephan Stein | 57 | ||
| Joseph Alagna Jr | 34 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Harwood Capital LLP
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|
0.1 | |
|
Route 20 Private Wealth Inc
✚
|
FL | 0.1 |
|
Concurrent Asset Management LLC
✚
|
FL | 0.0 |
|
Firethorn Partners LLC
✚
|
0.0 | |
|
Emerald Separate Account Management LLC
✚
|
PA | 0.0 |
|
Method Advisors LLC
✚
|
MA | 0.0 |
|
29 Street LLC
✚
|
NY | 0.0 |
|
American Life Agency Inc
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|
NY | 0.0 |
|
Dyson Capital Advisors LLC
✚
|
VA | 0.0 |
|
AEON Global Asset Management LLC
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|
NY | 0.0 |