|
⚲
|
| Joseph Gunnar & Co LLC
✚
| |
|---|---|
| CRD # | 24795 |
| SEC # | 801-121064 |
| CIK # | |
| AUM | $31.0 MM (2024-05-07) |
| Employees | 60 (18% Investors, 90% Brokers) |
| Phone | 212-440-9600 |
| Address | 1000 Rxr Plaza Uniondale, NY 11556 |
| Source | [IAPD] [Website] [LinkedIn] [Instagram] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | Buttonwood Select Opportunities Fund LLC | [2012-10-22] | 0.0 | 6.3 |
| PE | Buttonwood Select Opportunities QP Fund LLC | [2012-10-22] | 0.0 | 13.8 |
| PE | Buttonwood Social Network Fund LLC | 2012-10-22 | 13.1 | |
| PE | Buttonwood Social Network QP Fund LLC | 2012-10-22 | 18.2 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 78 | 31.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 78 | 31.0 |
| By Discretionary | ||
| Discretionary | 60 | 20.9 |
| Non-Discretionary | 18 | 10.1 |
| Total | 78 | 31.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.3 | |
| United States Persons | 30.8 | |
| Total | 78 | 31.0 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Stephan Stein | 54 | ||
| Joseph Alagna Jr | 34 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
JHH Wealth LLC
✚
|
SC | 0.0 |
|
Firethorn Partners LLC
✚
|
0.0 | |
|
Predicate Investment Advisors LLC
✚
|
AZ | 0.0 |
|
Emerald Separate Account Management LLC
✚
|
PA | 0.0 |
|
McCutchen Group LLC
✚
|
WA | 0.0 |
|
Dyson Capital Advisors LLC
✚
|
VA | 0.0 |
|
Method Advisors LLC
✚
|
MA | 0.0 |
|
AEON Global Asset Management LLC
✚
|
NY | 0.0 |
|
Permit Capital Advisors LLC
✚
|
PA | 0.0 |
|
Jess S Morgan & Company Inc
✚
|
CA | 0.0 |