Julius Baer Investment Management Inc

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Assets, Funds, Holdings

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Julius Baer Investment Management Inc
CRD #106863
SEC #801-18766
CIK #
AUM
Employees
Phone212-297-3850
Address330 Madison Ave
New York, NY 10017
Source [IAPD] [Website]
Total AUM ($B)
806448321602001200920172025
Type Form D Funds Date Sold AUM
HF Artio Global Credit Opportunities Fund [2012-03-30] 19.9 M 7.7 M
Filed 2011-12-09 (D) · Exemption 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets $5,000,001 - $25,000,000
Other Artio Global Equity Group Trust Fund [2012-03-30] 19.83 B 179.6 M
Filed 2013-02-11 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Over $100,000,000
Other Artio International Equity Fund LLC [2012-03-30] 1,100.0 M 514.5 M
Filed 2013-02-11 (D/A) · Exemption 506 · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other Artio International Equity Group Trust Fund [2012-03-30] 19.9 M 633.8 M
Filed 2011-12-09 (D) · Exemption 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets $5,000,001 - $25,000,000
Other Artio International Equity II Fund LLC [2012-03-30] 1,500.0 M 559.3 M
Filed 2013-02-11 (D/A) · Exemption 506 · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Over $100,000,000
Other Artio International Equity II Group Trust Fund [2012-03-30] 19.83 B 1,621.8 M
Filed 2013-02-11 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Over $100,000,000
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 39 5.3
By Discretionary
Discretionary 39 5.3
Non-Discretionary 0 0.0
Total 39 5.3
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 5.3
Total 39 5.3
Form D Directors Role # Filings # Firms 2011 - 2026
Artio Global Investors Inc Promoter 8 3
Frank Harte Executive Officer 7 3
Artio Global Management LLC Promoter 7 3
Anthony Williams Executive Officer 30 2
Glen Wisher Executive Officer 6 2
Richard Pell Executive Officer 6 2
Adam Spilka Executive Officer 4 2
Artio Alpha Investment Funds LLC Promoter 3 2
Firm Profile (Form ADV)
Discretionary AUM$30.4B
ServesInstitutional
Fund TypesHedge Fund
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