|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| K2 Financial Inc
✚
|
|
|---|---|
| CRD # | 300913 |
| SEC # | 801-120939 |
| CIK # | 0002044711 |
| AUM | $161.9 M (2025-02-16) |
| Employees | 10 (80% Investors, 90% Brokers) |
| Phone | 626-553-6113 |
| Address | 233 South Glendora Avenue Glendora, CA 91741 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 331 | 100.0 |
| (b) Individuals (high net worth individuals) | 35 | 61.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.5 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,191 | 161.9 |
| By Discretionary | ||
| Discretionary | 729 | 109.3 |
| Non-Discretionary | 462 | 52.5 |
| Total | 1,191 | 161.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 161.9 | |
| Total | 1,191 | 161.9 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0002044711] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
NDWM LLC
✚
|
CA | 0.2 |
|
Ridgeline Wealth LLC
✚
|
AZ | 0.2 |
|
Delos Wealth Advisors LLC
✚
|
TX | 0.2 |
|
Phase III Advisory Services Ltd
✚
|
IL | 0.2 |
|
Baybridge Capital Group LLC
✚
|
CA | 0.2 |
|
Bluestone Private Wealth LLC
✚
|
0.2 | |
|
Aldebaran Capital LLC
✚
|
IN | 0.2 |
|
Guardsman Private Capital Management Inc
✚
|
FL | 0.2 |
|
RWM Capital LLC
✚
|
TX | 0.2 |
|
Crusonia Wealth Advisors LLC
✚
|
CO | 0.2 |