Kane Company Wealth Management Inc

Item 5 – Fees and Compensation

                                                   Wealth Management Services

Wealth Management Services include comprehensive financial planning services such as investment planning and management,
retirement planning, income tax planning and preparation, cash flow planning, estate planning, insurance planning, education
planning and charitable gift planning. All clients receiving wealth management services receive a written Asset Allocation Plan,
which sets forth client goals and recommended asset allocation strategy. Kane Company Wealth Management, Inc. charges an
Annual Retainer Fee to provide Wealth Management Services.

The Annual Retainer Fee, payable quarterly in advance (unless otherwise documented in the contract) includes a $4,000 fixed fee
plus 0.6% on the first $4,000,000 of Total Investment Assets plus 0.4% on amounts over $4,000,000 of Total Investment Assets.
Total Investment Assets is your total household net worth valued as of the last day of the previous quarter less your home(s),
business(s), personal property, vehicles, and 529 college savings plans.

                                      Wealth Management Services Annual Fee Calculation

                                                           $4,000 plus
                                                0.6% on the first $4,000,000, then
                                                0.4% on assets over $4,000,000.01

Example 1: A client with $1,000,000 of Total Investment Assets would have an Annual Retainer Fee of $10,000 calculated as:
$4,000 + (0.6% x $1,000,000), which is $2,500 per quarter.

Example 2: A client with $5,000,000 of Total Investment Assets would have an Annual Retainer Fee of $32,000 calculated as
follows: $4,000 + {(0.6% x $4,000,000) + (0.4% x $1,000,000)}, which is $8,000 per quarter.

In addition to our Investment Advisory Services, Kane Company Wealth Management, Inc. makes the following additional
services available, for no additional fee, to our Wealth Management clients:

    •   Comprehensive financial planning and retirement planning roadmap
    •   Individual income tax preparation
    •   Income tax planning – proactive and multi-year scenarios and strategies
    •   Power of attorney for personal income tax matters and response to nuisance letters
    •   Cash flow planning and budgeting
    •   Roth IRA conversion analysis - proactive and multi-year scenarios and strategies
    •   Required minimum distribution and qualified charitable distribution planning
    •   Social security benefit maximization planning
    •   Post-retirement projections and longevity planning
    •   Annual employee benefits review
    •   Executive compensation planning including stock option planning for NQSO, ISO, and restricted stock
    •   Family education funding planning and analysis
    •   Asset protection, risk management, and insurance analysis
    •   Estate planning analysis, charitable and gifting strategies
    •   Quarterly review meetings
    •   Unlimited calls and emails regarding your comprehensive financial plan and any other financial or tax matter

                             515-270-2727 | www.kanecompanypc.com | 8831 Thomas Avenue, Suite 200 | Johnston, IA 50131         3

                                                    Investment Advisory Services

Kane Company Wealth Management, Inc. is Fee-Only, all-the-time, which means we charge a percentage of total assets managed
as our fee for our stand-alone Investment Advisory Services. Annual Investment Advisory Service Fees are based upon assets
under management ranging from 1.20% to .30% under the following tiered fee structure. Kane Company Wealth Management,
Inc. charges an additional fee for tax planning and preparation for stand-alone Investment Advisory Service clients. The cost of
these services are dependent upon the complexity and type of return(s). Typically, clients will be charged quarterly, in advance,
using the following schedule, however on occasion fees may be negotiated.

                                       Investment Advisory Services Annual Fee Calculation

                                                1.20% on the first $200,000, then
                                           0.80% on assets of $200,001 - $500,000, then
                                          0.60% on assets of $500,001 - $2,000,000, then
                                         0.50% on assets of $2,000,001 - $5,000,000, then
                                        0.40% on assets of $5,000,001 – $10,000,000, then
                                        0.35% on assets of $10,000,001 - $20,000,000, then
                                                0.30% on assets over $20,000,001

Example 1: A client with $1,000,000 of assets under management will be charged $7,799.99 annually ($1,950 per quarter),
calculated as follows: {($200,000 x 1.2%) + [($500,000 - $200,001) x 0.8%] + [($1,000,000 - $500,001) x 0.6%]}.

Example 2: A client with $5,000,000 of assets under management will be charged $28,799.98 annually ($7,200 per quarter),
calculated as follows: {($200,000 x 1.2%) + [($500,000 - $200,001) x 0.8%] + [($2,000,000 - $500,001) x 0.6%]} + [($5,000,000 -
$2,000,001) x 0.5%]}.

Kane Company provides the following services to all Investment Advisory and Wealth Management clients:

    •    Professionally managed investments using no-load, low-cost funds
    •    Personalized risk analysis and asset allocation plan
    •    Opportunistic rebalancing of portfolios
    •    Tax efficient investing through asset location strategies and tax loss harvesting
    •    Personalized investment portal access for rate of return and balance tracking
    •    Quarterly investment performance reports uploaded into personal portal
    •    Semi-annual investment review meetings
    •    Unlimited call and emails regarding your investment portfolio under our management
...

Item 7 – Types of Clients

Kane Company Wealth Management, Inc. generally provides investment advice to individuals, high-net-worth individuals,
couples, and families, as well as trusts, estates, charitable foundations, and company-sponsored retirement plans. Kane
Company Wealth Management, Inc. provides investment advisory services for clients with a minimum of $100,000 in total
household investment assets or those committed to a systematic savings plan of at least $1,000 per month.