Fees and Compensation — Form ADV Part 2A (3/7/2023)
[Brochure]
Item 5 Fees and Compensation
We charge a non-negotiable flat fee of 0.75% of assets under management in the Program. This fee is
billed monthly or quarter in arrears based on the value of your account on the last day of the calendar
month or quarter.
As described in Item 4 Advisory Business, clients do not pay fees to SWIA or brokerage commissions
or other fees to CS&Co as part of the Program. Schwab does receive other revenues in connection
with the Program, as described in the Program Disclosure Brochure. Brokerage arrangements are
further described below in Item 12 Brokerage Practices.
Account Minimums and Types of Clients — Form ADV Part 2A (3/7/2023)
[Brochure]
Item 7 Types of Clients
Clients eligible to enroll in the Program include individuals, IRAs and revocable living trusts. Clients
that are organizations (such as corporations and partnerships) or government entities, and clients that
are subject to the Employee Retirement Income Security Act of 1974, are not eligible for the Program.
The minimum investment required to open an account in the Program is $5,000. The Program
Disclosure Brochure describes related minimum required account balances for maintenance of the
account, automatic rebalancing, and tax-loss harvesting.