Legacy Capital Partners Inc

Item 5. Fees and Compensation

A. Methods of Compensation and Fee Schedule
Clients can engage Legacy Capital Partners on a negotiable fee-only basis to provide discretionary
investment advisory services. In general, Legacy Capital’s annual investment advisory fee shall be
based upon a percentage (%) of the market value and type of assets placed under Legacy Capital’s
management between .625% and 0.875% as follows:

   Assets Under Management                            Annual Fee %
   First $3,000,000                                   0.875%
   Above $3,000,000                                   0.625%

Legacy Capital’s annual investment advisory fee shall be based upon various objective and
subjective factors, including, but not limited to, the amount of the assets placed under Legacy
Capital’s direct management, the complexity of the engagement, and the level and scope of the
overall investment advisory services to be rendered. (See also Fee Differential discussion on page
6). Before engaging Legacy Capital to provide investment advisory services, clients are required
to enter into a discretionary Investment Advisory Agreement, setting forth the terms and
conditions of the engagement (including termination), which describes the fees and services to
be provided.
Legacy Capital generally requires a minimum asset level of $600,000 which computes to a
minimum annual fee of $5,000. However, Legacy Capital may, in its sole discretion, require or
charge a lesser minimum asset level or fee based upon certain criteria including but not limited
to: anticipated future earning capacity, anticipated future additional assets, dollar amount of
assets to be managed, related accounts, account composition, negotiations with client, etc.
Performance-based fees are available for accounts with assets over $1,000,000. Although Legacy
Capital strives to invest according to the objectives of each client, performance-based fees may
create an incentive to take more risk and possibly favor such accounts over non-performance-
based fee accounts in the allocation of trading opportunities.

B. Payment of Fees

Legacy Capital shall deduct fees and/or bill clients quarterly in arrears based upon the market
value of the assets on the last business day of the previous quarter.

Clients may elect to have Legacy Capital’s advisory fees deducted from their custodial account.
Both Legacy Capital's Investment Advisory Agreement and the custodial/clearing agreement may
authorize the custodian to debit the account for the amount of Legacy Capital's investment
advisory fee and to directly remit that fee to Legacy Capital in compliance with regulatory

                      Part 2A of Form ADV: Legacy Capital Partners, Inc. Brochure

Item 7. Types of Clients
Legacy Capital’s clients generally include individuals, high net-worth individuals, pension and
profit-sharing plans, charitable organizations, and other business entities. Legacy Capital
generally requires initial minimum account assets of $600,000 and/or an initial annual minimum
fee of $5,000. Legacy Capital, in its sole discretion, may charge a lesser investment management
fee and/or reduce or waive its annual minimum fee or asset level based upon certain criteria (i.e.,
anticipated future earning capacity, anticipated future additional assets, dollar amount of assets
to be managed, related accounts, account composition, negotiations with client, etc.)