Leo Wealth LLC

Item 5 Fees & Compensation

Fees for non-ERISA 3(21) investment advisory services are generally based upon the following fee
schedule:

Fee                  Assets Under Management
1.5%           $0            to $499.999
1.25%          $500,000      to $999,999
1.00%          $1,000,000    to $10,000,000
0.85%          $10,000,001 to $25,000,000
0.65%          $ 25,000,001 to $75,000,000
0.50%          $ 75,000,001 to $150,000,000
0.35%          $150,000,001 to $ unlimited

Fees charged for our asset management services may be billed in advance (at the beginning of the
billing period) or in arrears. If billed in arrears, the fee is calculated based on the fair market value of your
account as of the last business day of the billing period. If billed in advance, the fee is calculated based
on the fair market value of your account as of the last business day of the previous billing period. Certain
accounts may be billed on an average daily balance. The billing frequency may be monthly or quarterly.
Fees are prorated (based on the number of days service is provided during the initial billing period) for
your account opened at any time other than the beginning of the billing period. If asset management
services are commenced in the middle of the billing period, then the prorated fee for that billing period
will be billed based on balance in the account at that time. Accounts which involve the management of
annuities are billed quarterly in arrears. The details of a particular client’s fee schedule shall be specified
in their advisory agreement.

Limited Negotiability of Advisory Fees:

Although Leo Wealth has established the aforementioned fee schedule(s), we retain the discretion to
negotiate alternative fees on a client-by-client basis. Client facts, circumstances and needs are
considered in determining the fee schedule. These include the complexity of the client, assets to be
placed under management, anticipated future additional assets; related accounts; portfolio style, account
composition, reports, among other factors. The specific annual fee schedule is identified in the contract
between the adviser and each client. We may group certain related client accounts for the purposes of
achieving the minimum account size requirements and determining the annualized fee.
Discounts, not generally available to our advisory clients, maybe offered to family members and friends
of associated persons of our firm.
Leo Wealth believes that its annual fee is reasonable in relation to: (1) services provided and (2) the fees
charged by other investment advisers offering similar services/programs.
However, our annual investment advisory fee may be higher than that charged by other investment
advisers offering similar services/programs.

Exclusions: As part of the limited negotiability of our advisory fees, some client’s positions may be
excluded from their total billable balances. For example, this may include, but is not limited to, stock from
employers or positions the client does not want to be sold.

Payment of Fees: The investment advisory fees may be deducted from your account and paid directly
to our firm by the qualified custodian(s) of your account. You will authorize the qualified custodian(s) of
your account to deduct fees from your account and pay such fees directly to our firm. If requested, fees
may also be invoiced to the client or charged manually to a specific account. Any invoices issued are
due upon receipt.
You should review your account statements received from the qualified custodian(s) and verify that
appropriate investment advisory fees are being deducted. The qualified custodian(s) will not verify the
accuracy of the investment advisory fees deducted

Termination of the Advisory Relationship:
A client agreement may be canceled at any time, by either party, for any reason upon receipt of 30 days
written notice. As disclosed above, certain fees are paid in advance of services provided. Upon
termination of any account, any prepaid, unearned fees will be promptly refunded upon request. In
calculating a client’s reimbursement of fees, we will prorate the reimbursement according to the number
of days remaining in the billing period.

THIRD-PARTY MONEY MANAGERS FEES

Depending on our agreement with the independent advisor selected, we may collect the fee and pay the
independent adviser selected for portfolio management services, or the independent advisor may collect
the fee and pay us. Our fee is based on a percentage of the client's managed assets (typically ranging
up to 0.50% of the fee charged by the independent investment adviser, depending on the size of the
account), which is included in the independent investment adviser's annual management fee. The portion
of the advisory fee paid to us does not increase the client's ultimate advisory fee paid to the selected
independent investment adviser.
Clients are provided with a separate disclosure document describing the fee paid to us by such
independent registered investment advisers. The total asset management fee, including the referral fee
paid to our firm, is disclosed in the independent investment adviser's disclosure document

Sub-Advisory Fees
Leo Wealth has the option to also retain sub-advisors to assist in client management and investment
selection. Depending on our agreement with the sub-advisor, we may collect your advisory fee and pay
the sub-adviser or the sub-advisor may collect the advisory fee and pay us.

FINANCIAL PLANNING FEES

Leo Wealth Financial Planning fee is determined based on the nature of the services being provided and
the complexity of each client’s circumstances. All fees are agreed upon prior to entering into a contract
with any client.
Our Financial Planning fees are calculated and charged on an hourly basis, ranging from $100 to $500
per hour. Although the length of time it will take to provide a Financial Plan will depend on each client's
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Item 7 Types of Clients
Leo Wealth provides investment advisory and investment management services to individuals high net
worth individuals, trusts, institutions, charitable organizations and foundations, pension and profit-
sharing plans (other than participants), and corporations or other businesses not listed.

There are no minimum investment amounts or conditions required for establishing an account managed
by Leo Wealth however, we reserve the right to terminate an account that falls below an amount that we
feel we cannot effectively manage. All clients are required to execute an agreement for services in order
to establish a client arrangement with us and/or the third-party money manager or the sponsor of third-
party money manager platforms.