Lexaurum Advisors LLC

Item 5 – Fees and Compensation

Investment Management Services

Fees charged for discretionary and non-discretionary investment management services
may be charged in arrears or in advance and are generally based on total assets under
management at a rate negotiated on a case-by-case basis depending on the engagement.
The firm’s maximum fee schedule is as follows:

       Market Value of Assets Under Management            Maximum Annual Fee (Tiered)

       Up to $2,000,000                                   2.00%

       $2,000,001 - $5,000,000                            1.75%

       Assets over $5,000,000                             1.50%

As mentioned in Item 4 above, the firm provides a standardized managed account program
(GRP), and in these cases, accounts are assessed a fee by both the firm and the investment
adviser representative. The combined GRP fee, however, will be at or below the firm’s fee
schedule reference in the preceding paragraph. For GRP managed accounts, the firm does
not retain any fee from the investment adviser representative’s portion of the overall
expense as the firm would for non-GRP accounts. This creates a conflict of interest, as
accounts managed by the investment adviser representative, or by a third-party manager,
are subject to a lower payout ratio. However, clients are made aware of fee options in
advance and are not obligated to use any particular management option.

Fees are generally deducted directly from client accounts on a quarterly basis (when
possible), but clients may elect to alternatively pay fees by check, ACH or directly from
another client account. For advanced billing, subject to the discretion of the firm, if assets
are deposited into an account after the beginning of a billing period, the fee payable with
respect to such assets will generally be prorated based on the number of days remaining in
the quarter. Conversely, in the event of client partial withdrawals, no fee adjustments will
be made.

Services may be terminated at any time by either party with 30 days’ written notice to the
other party, and fees will be prorated accordingly. Any payments made in advance will
then be prorated and refunded to the client, unless the total refund is less than $5.00 or the
account remains under LexAurum management by a successor in interest.

All management fees paid to LexAurum are separate and unrelated to any fees or expenses
assessed by mutual funds or exchange traded funds, or to any trade commission charged by
an account custodian. Sub-advisory fees and third-party management fees are generally
collected by the third-party firm. They remit a portion of the fee to LexAurum. All fee
details, however, are provided in the client agreement and/or other applicable
documentation. Information pertaining to fund-generated fees and expenses can be found
in mutual fund and exchange traded fund prospectuses.

In instances where clients are referred to a third-party manager, the client will pay the
third-party manager for services and LexAurum may receive a referral fee. The receipt of

referral fees creates a conflict of interest in that LexAurum and or its representatives may
have an incentive to make a referral based on its own financial interests. In these cases,
however, the client will receive additional information about the referral arrangement and
fees paid in advance and will not be obligated to use the manager’s services.

In instances where LexAurum is functioning as a Sub-Advisor for another investment
advisory firm, the client will pay a fee to the other investment advisory firm and LexAurum
will receive a portion of that fee based on the Sub-Advisory Agreement with the other
investment advisory firm. In some engagements, LexAurum will deduct the total fee from
the client’s account, retain its portion and send the remainder to the other investment
advisory firm.

LexAurum fees related to assets managed using Pontera will not be below 0.25%. Fees
charged for these services will be based on a flat or tiered percentage of assets under
management, usually billed in advance on a quarterly basis and calculated on the fair
market value of the account on the last business day of the prior billing period. Fees will be
prorated if opened mid-quarter. Clients will authorize LexAurum to debit the fees directly
from one or more of the Client’s taxable accounts, on a pro-rata basis. LexAurum will
invoice the client directly in the event of insufficient funds in the account(s).

Investment Advisory Services

Fees charged for advisory services may be charged in advance or in arrears depending on
the service provided. Fees are quoted in advance, generally range from .50% to 1.50%
annually and may be negotiable. Fees are based on a percentage of assets under
management, or the actual services provided. Fees may be deducted directly from client
accounts and sometimes are billed directly.

Services may be terminated at any time by either party with 30 days’ written notice to the
other party, and fees will be prorated accordingly. Any payments made in advance will
then be prorated and refunded to the client, unless the total refund is less than $5.00 or the
account remains under LexAurum management by a successor in interest.

All advisory fees paid to LexAurum are separate and unrelated to any fees or expenses
assessed by any broker, custodian, or other outside party.

Financial Planning Services

Fees charged for financial planning services are quoted in advance and charged at a fixed
amount or are based on an estimated number of hours at a fixed hourly rate. Quoted fees

will be based on the complexity and level of service provided on a case-by-case basis. As
mentioned above, services may include planning in areas such as education funding,
retirement planning, estate planning, risk management, employee benefits planning, tax
planning, etc. Since each of these areas can vary in complexity depending on the
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Item 7 – Types of Clients

LexAurum provides services to individuals and institutional investors including businesses,
retirement plans, foundations, endowments, etc.

For its services, LexAurum does not require a minimum dollar value of assets for
establishing or maintaining a client’s account, but the firm reserves the right to decline
engagements for various reasons including account size.