Liquid Holdings Group Inc

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Liquid Holdings Group Inc
CIK #0001562594
EDGAR Form CIK 2011 - 2026
10-K [0001562594]
10-Q [0001562594]
3 [0001562594]
4 [0001562594]
5 [0001562594]
8-K [0001562594]
SC 13D [0001562594]
SC 13G [0001562594]
Form 13D/13G Filer Form 13D/13G Subject Filed
KCG Americas LLC Liquid Holdings Group Inc [2016-02-03]
Middlesex Corp Liquid Holdings Group Inc [2014-12-03]
Federated Investors Inc /PA/ Liquid Holdings Group Inc [2014-06-10]
MSDC Management LP Liquid Holdings Group Inc [2014-05-30]
Schaeffer Richard Liquid Holdings Group Inc [2014-02-07]
Keller Robert Liquid Holdings Group Inc [2014-02-05]
Ferdinand Brian Liquid Holdings Group Inc [2013-08-12]
von Allmen Douglas J Liquid Holdings Group Inc [2013-08-12]
Form 3/4/5 Subject 2011 - 2026
Kent Peter R
Liquid Holdings Group Inc
Simone Victor R Jr
Cooper Bruce P
Francescani David
Suskind Dennis A
Ibietatorremendia Jose
MSD Partners LP
MSD Credit Opportunity Master Fund LP
Storms Brian M
Zavarro Allan
Hunter Creek LLC
Bernstein Jay Howard
Shifrin Kenneth David
Lee Tsai-Pyng Jim
Davy Darren
O'Boyle Robert
D & L Partners LP
von Allmen Linda
von Allmen Dynasty Trust
von Allmen Douglas J
D & L Management Corp
Guarino Alan C
von Allmen Partners LP
NGNG Inc
VA Family LLC
Raquet Walter F
Ross Thomas Rogerson
LT World Partners LLC
Ferdinand Holdings LLC
Ferdinand Brian
LT World Ltd LLC
Ferdinand Trading II LLC
Ferris Ventures LLC
CMK Keller Holdings LLC
Keller Robert
SHAF Holdings LLC
Schaeffer Richard
Schaeffer Group LLC
Schaeffer Holdings LLC
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Liquid Holdings Group Inc LIQD
Common stock
2015-12-09 Sell 6,000,000 $0.02 120,000
Liquid Holdings Group Inc LIQD
Common stock
2015-09-08 Disposed to issuer 519,474 $0.00
Liquid Holdings Group Inc LIQD
Common Stock
2015-03-23 Tax withheld 6,494 $0.31 2,013
Liquid Holdings Group Inc LIQD
Common Stock
2015-03-23 Tax withheld 6,725 $0.31 2,085
Liquid Holdings Group Inc LIQD
Common Stock
2015-03-16 Tax withheld 94,414 $0.29 27,380
Liquid Holdings Group Inc LIQD
Put Option (right to sell) · derivative
2014-12-10 Other 535,000
Liquid Holdings Group Inc LIQD
Put Option (right to sell) · derivative
2014-12-10 Other 535,000
Liquid Holdings Group Inc LIQD
Employee Stock Optiom (right to buy) · derivative
2014-11-13 Grant 175,000 $0.00
Liquid Holdings Group Inc LIQD
Employee Stock Optiom (right to buy) · derivative
2014-11-13 Grant 1,000,000 $0.00
Liquid Holdings Group Inc LIQD
Employee Stock Optiom (right to buy) · derivative
2014-11-13 Grant 50,000 $0.00
Liquid Holdings Group Inc LIQD
Common Stock
2014-11-03 Buy 20,000 $0.78 15,600
Liquid Holdings Group Inc LIQD
Common Stock
2014-09-18 Sell 13,480 $1.43 19,276
Liquid Holdings Group Inc LIQD
Common Stock
2014-08-20 Sell 20,260 $1.35 27,351
Liquid Holdings Group Inc LIQD
Common Stock
2014-07-23 Other 55,000 $1.82 100,100
Liquid Holdings Group Inc LIQD
Common Stock
2014-06-25 Grant 779,211 $0.00
Liquid Holdings Group Inc LIQD
Common Stock
2014-06-25 Disposed to issuer 253,343 $0.00
Liquid Holdings Group Inc LIQD
Common Stock
2014-06-21 Grant 3,327 $0.00
Liquid Holdings Group Inc LIQD
Common Stock
2014-06-12 Grant 3,327 $0.00
Liquid Holdings Group Inc LIQD
Common Stock
2014-06-11 Grant 3,327 $0.00
Liquid Holdings Group Inc LIQD
Common Stock
2014-06-10 Grant 3,327 $0.00
showing 20 of 85 most recent transactions
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