Lumbard & Kellner LLC

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Assets, Funds, Holdings

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Lumbard & Kellner LLC
CRD #117196
SEC #801-61888
CIK #0001602476
AUM $357.2 M (2025-03-26)
Employees 4 (75% Investors, 0% Brokers)
Phone603-465-7700
Address5 Hutchings Drive
Hollis, NH 03049-0749
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
4003202401608002002201020182026
Sector Form 13F Holdings Value ($M)
Goldman Sachs Group Inc 8.7
MetLife Inc 8.6
Alphabet Inc 8.2
Cisco Systems Inc 7.1
Kinder Morgan Inc 7.0
Oracle Corp 6.9
Petrobras - Petroleo Brasileiro Sa 6.4
Amazon Com Inc 6.2
Hudbay Minerals Inc 5.7
Bloom Energy Corp 5.0
View All
Holdings by Sector ($M)
3002401801206002014201820222026
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 34 20.0
(b) Individuals (high net worth individuals) 84 319.2
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 3 17.8
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 1 0.2
(n) Other 0 0.0
Total 122 357.2
By Discretionary
Discretionary 122 357.2
Non-Discretionary 0 0.0
Total 122 357.2
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 357.2
Total 122 357.2
EDGAR Form CIK 2011 - 2025
13F-HR [0001602476]
Comparable Firms State AUM ($B)
Prosperity Financial Group Inc
CA 0.4
Georgina Asset Management LLC
CA 0.4
Marin Wealth Advisors LLC
CA 0.4
Naples Wealth Planning LLC
FL 0.4
Avisen Advisors LLC
CA 0.4
Momentous Wealth Management Inc
WA 0.4
Bellevue Asset Management LLC
WA 0.4
Alpha Wealth Management and Planning LLC
CA 0.4
Proquility Private Wealth Partners LLC
0.4
Hillcrest Wealth Advisors - NY LLC
NJ 0.4
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