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| M-One Capital Management LLC
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|---|---|
| CRD # | 158782 |
| SEC # | 801-72709 |
| CIK # | 0001829347 |
| AUM | 3,774.0 M (2026-05-26) |
| Employees | 31 (90% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 402-932-8600 |
| Address | 1601 Dodge Street Omaha, NE 68102 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | M-One Capital Fund VIII LP | [2024-03-27] | 866.3 M | |
| Offered $700,000,000 · Filed 2023-10-16 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining $700,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | MPM OSI Co-Investors LP | [2024-03-27] | 64.5 M | |
| Offered $60,000,000 · Filed 2023-11-02 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $60,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| RE | Nicholas Street Real Estate Investors LP | 2023-03-27 | 245.6 M | |
| PE | MPM Emerging Growth Investors LP | 2022-03-28 | 141.1 M | |
| PE | M-One Capital Fund VII LP | [2020-03-26] | 716.4 M | |
| Offered $425,000,000 · Filed 2019-12-23 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining $425,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Fulcrum CCRC Services II LLC | [2019-03-29] | 12.0 M | 34.8 M |
| Offered $12,000,000 · Filed 2010-06-30 (D) · Exemption 506, 3(c), 3(c)(1), 3(c)(7) · Minimum $200,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| Other | McCarthy Group LLC | [2017-03-10] | 20.8 M | 1,851.2 M |
| Offered $20,786,331 · Filed 2015-05-18 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $338,658 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | McCarthy Capital Mortgage Investors LLC | [2016-03-30] | 2.5 M | 572.5 M |
| Offered $2,500,000 · Filed 2015-05-18 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $2,500,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | M-One Capital Fund VI LP | [2016-03-30] | 212.9 M | 993.7 M |
| Filed 2015-11-12 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Fulcrum Growth Partners III LLC | 2012-03-29 | 7.4 M | |
| PE | Fulcrum Growth Partners II LP | 2012-03-29 | 1.5 M | |
| PE | Fulcrum Growth Partners IV LP | [2012-03-29] | 6.2 M | |
| PE | Fulcrum Growth Partners LLC | 2012-03-29 | ||
| PE | McCarthy Capital Fund V LP | [2012-03-29] | 158.0 M | 19.1 M |
| Filed 2012-03-28 (D) · Exemption 506 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 11 | 3.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 11 | 3.8 |
| By Discretionary | ||
| Discretionary | 11 | 3.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 11 | 3.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 3.8 | |
| Total | 11 | 3.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Michael McCarthy | Executive Officer | 56 | 5 | |
| Dana Bradford | Executive Officer | 7 | 3 | |
| Patrick Duffy | Executive Officer, Promoter | 19 | 2 | |
| Kenneth Stinson | Director | 5 | 2 | |
| Robert Emmert | Executive Officer | 5 | 2 | |
| Phillip Dudley | Executive Officer | 4 | 2 | |
| Chase Meyer | Executive Officer | 4 | 2 | |
| Michael Lebens | Director | 3 | 2 | |
| Robert Bates | Director | 3 | 2 | |
| John Gottschalk | Director | 2 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001829347] | |
| 4 | [0001829347] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Institutional |
| Fund Types | Private Equity, Real Estate |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| M-One Capital Management LLC | |
| McCarthy Capital Mortgage Investors LLC | |
| Guild Holdings Co | |
| McCarthy Partners LLC |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Guild Holdings Co GHLD
Class A Common Stock, par value $0.01 per share
|
2020-10-26 | Sell | 4,900,272 | $14.03 | 68,750,816 |
|
Guild Holdings Co GHLD
Class A Common Stock, par value $0.01 per share
|
2020-10-26 | Conversion | 4,900,272 | ||
|
Guild Holdings Co GHLD
Class B Common Stock, par value $0.01 per share · derivative
|
2020-10-26 | Conversion | 4,900,272 | $0.00 |
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