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| M3F Inc
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|---|---|
| CRD # | 151191 |
| SEC # | 801-70649 |
| CIK # | 0001511291 |
| AUM | 778.2 M (2026-03-17) |
| Employees | 6 (100% Investors, 0% Brokers) |
| Phone | 202-246-9200 |
| Address | 2070 E 2100 S Salt Lake City, UT 84109 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Brighthouse Financial Inc | 16.8 | ||
| Rhinebeck Bancorp Inc | 15.6 | ||
| Northfield Bancorp Inc | 10.5 | ||
| Alerus Financial Corp | 9.9 | ||
| Parke Bancorp Inc | 9.5 | ||
| Green Dot Corp | 8.4 | ||
| CB Financial Services Inc | 5.9 | ||
| Washington Trust Bancorp Inc | 5.6 | ||
| Magyar Bancorp Inc | 4.9 | ||
| Provident Financial Holdings Inc | 4.6 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | M3 Partners LP | [2012-03-27] | 207.3 M | 778.2 M |
| Filed 2014-12-01 (D/A) · Exemption 3(c), 3(c)(7) · Minimum $50,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 778.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1 | 778.2 |
| By Discretionary | ||
| Discretionary | 1 | 778.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1 | 778.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 778.2 | |
| Total | 1 | 778.2 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| William Waller | Executive Officer | 5 | 2 | |
| M3 Funds LLC | Executive Officer | 2 | 2 | |
| M3F Inc | Promoter | 2 | 2 | |
| Jason Stock | Executive Officer | 2 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001511291] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
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